EMPLOYMENT TUESDAY at BrokeAndBroker.com

January 27, 2015

Seems to me that Wall Street is quite a bit like weather forecasts. Take today, for example -- in NYC, we were supposed to awake to Snowmageddon with close to three feet of snow and a howlin' storm. There wasn't much doubt according to all those fine folks online, on TV, and on the radio. It's comin'. Get inside! They pointed to their charts and computer projections. They said it was all based on cutting-edge science. 

Well, guess what? It ain't all that bad out there. Sure, there's about a foot of snow, if that, and, yeah, it's freezing; however, we never quite approached the end of the world. 

Which takes me back to my point about the weather forecasting and Wall Street. Greece voted in some leftist government. The Russians are still sending tourists to the Crimea and Ukraine but they are oddly carrying RPGs and Kalyshnikovs. Gas is dropping. Oil is dropping. The death of the Euro is nigh. And a lot of folks are again predicting the mother-of-all stock market crashes -- as they have predicted 11 of the last 3 bear markets.

I dunno about you but I'm getting ready to drink a vat of coffee and munch through several boxes of cookies that I bought in order to get me through Snowmaggedon. If you too are house-bound, I thought you might enjoy a few stormy tunes. Afterwards, you can peruse some of the BrokeAndBrroker.com Blog Employment Page job listing.

"The Storm" by Tedeschi Trucks Band


"Stormy Monday" by Cream


"Shelter From The Storm" by Bob Dylan


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SALES and SUPPORT JOBS
  • Financial Advisor 

    NEW

    Geary Kornelik & Associates

     - Chicago, IL

    Company Description: About Geary Kornelik & Associates Geary Kornelik & Associates is a search and placement firm based here in Chicago that truly is "By bankers, for bankers".

    18 hours ago from ZipRecruiter
     
  • Financial Advisor 

    NEW

    Thrivent Financial

     - Elko, MN

    Company Description: Thrivent Financial isn't your typical Fortune 500 organization. We're a faith-based membership organization committed to strengthening Christian communities...

    18 hours ago from ZipRecruiter
     
  • Financial Advisor 

    NEW

    Major Mutual Fund Investment Management Company

     - Charlotte, NC

    Your Primary Duties and Responsibilities: Develop a thorough understanding of each clients financial situation in order to create and deliver a suitable strategy based upon...

    19 hours ago from IvyExec
     
  • Financial Advisor 

    NEW
    Charles Town, WV

    Company Description: industrial manufacturer Job Description: Our client, a boutique Financial Services Firm is seeking to add a talented Financial Advisor to their team. We are...

    1 day ago from ZipRecruiter
     
  • Financial Advisor 

    NEW

    American International Group

     - Chicago, IL

    Why VALIC? At VALIC, our Financial Advisors assist clients in the education, healthcare and governmental sectors by partnering to plan for their retirement. Whether you're an...

    1 day ago from American International Group
     
  • Financial Advisor 

    NEW

    BMO Harris Bank

     - Westchester, IL

    Premier Financial Advisor works in collaboration with the Premier Banker, Regional Market Leader and other team members to ensure the comprehensive delivery of Premier Services...

    2 days ago from Jobing.com
     
  • Financial Advisor 

    NEW

    AIG Financial Advisors

     - Raleigh, NC

    Position Description Why VALIC? At VALIC, our Financial Advisors assist clients in the education, healthcare and governmental sectors by partnering to plan for their retirement.

    2 days ago from BrokerHunter.com
     
  • Financial Advisor 

    NEW

    Financial Planning Services

     - Boise, ID

    Job Description: DESCRIPTION Do not miss this opportunity! If you are considering entering the financial services industry, LET`S TALK! Our firm has what you are looking for! This...

    2 days ago from Zip Recruiter
     
  • Financial Advisor 

    NEW

    AXA Advisors

     - Oklahoma City, OK

    Financial Advisor- Entry Level or Experienced Description AXA Advisors is a leader in helping individuals and businesses address their financial goals through financial...

    2 days ago from CareerBuilder
     
  • Financial Advisor

    Thrivent Financial

     - Pittsburgh, PA

    Company Description: Thrivent Financial isn't your typical Fortune 500 organization. We're a faith-based membership organization committed to strengthening Christian communities...

    4 days ago from ZipRecruiter
     
  • FINANCIAL ADVISOR

    AXA Advisors

     - Woodbury, NY

    Company Description: About AXA AXA Advisors, LLC is a leading provider of financial services for consumers and businesses, working with clients to help them As a member of the...

    4 days ago from ZipRecruiter
     
  • Financial Advisor

    Northern Financial Services

     - Watertown, NY

    Company Description: A progressive, fast-paced local financial institution currently has an opening for an experienced Financial Advisor to join our retail investment services...

    5 days ago from ZipRecruiter
     
  • Financial Advisor

    AIG

     - Baltimore, MD

    Why VALIC? At VALIC, our Financial Advisors assist clients in the education, healthcare and governmental sectors by partnering to plan for their retirement. Whether you're an...

    5 days ago from Money Jobs
     
  • Financial Advisor

    R. Knapp Financial

     - Peoria, IL

    Company Description: We are an independent financial services firm specializing in retirement plans and individual wealth management. We have experienced significant growth in the...

    8 days ago from ZipRecruiter
     
  • Financial Advisor

    Mass Mutual

     - Newport Beach, CA

    Job Description: ~~Career changers: looking for a rewarding career? Are you looking for a career that will leverage your years of work experience, provide you an opportunity to...

    10 days ago from ZipRecruiter
     
  • Financial Advisor

    BMO Harris Bank

     - Westchester, IL

    Premier Financial Advisor works in collaboration with the Premier Banker, Regional Market Leader and other team members to ensure the comprehensive delivery of Premier Services'...

    10 days ago from BMO Harris Bank
     
  • Financial Advisor

    Heritage Federal Credit Union

     - Newburgh, IN

    Description:Heritage Financial Services, Inc., is seeking an uncommon professional to join our team as a Financial Advisor. Heritage Financial Services, Inc., is a wholly owned...

    10 days ago from Heritage Federal Credit Union
     
  • Financial Advisor

    New York Life

     - Barnstable, MA

    Company DescriptionInsurance and Financial ServicesJob Description Financial Adviser / Registered Representative / Agent Career Description: Financial Professionals help clients...

    11 days ago from EasternMass
     
  • Financial Advisor

    Vanguard

     - Valley Forge, PA

    Vanguard, one of the world's largest investment management companies and a recognized employer of choice, seeks a Financial Advisor to develop and maintain an ongoing partnership...

    11 days ago from Vanguard
     
  • Financial Advisor

    BMO Financial Group

     - Westchester, IL

    Premier Financial Advisor works in collaboration with the Premier Banker, Regional Market Leader and other team members to ensure the comprehensive delivery of Premier Services'...

    11 days ago from BMO Financial Group
     
  • Financial Advisor

    First Command Financial Services

     - Newport, RI

    First Command Financial Services is committed to helping American families get their financial lives squared away and pursue their goals and dreams through coaching and guidance...

    12 days ago from Rhode Island Works
     
  • Financial Advisor

    USAA

     - Addison, TX

    Apply Now! Candidates hired prior to 2/23/15 are eligible for a $3,000 sign on bonus & relocation assistance. We are currently seeking talented Licensed Financial Advisor for our...

    12 days ago from USAA
     
  • Financial Advisor

    Abrahamsen Group

     - Manasquan, NJ

    Job Description Abrahamsen Financial Group understands the importance of leveraging human capital and connecting great minds. We are hiring independent advisors, brokers and...

    13 days ago from Abrahamsen Group
     
  • Financial Advisor

    Xxi Century Financial

     - Tampa, FL

    Company Description: Impacting Lives Throughout Lifetimes is not just our firm's tag line, it is our core philosophy. As an organization, our common mission is to provide our...

    14 days ago from ZipRecruiter
     
  • Financial Advisor

    Ally

     - Norwich, CT

    Requirements: 2 to 5 years experience 3 years experience of successful finiancial services sales Verifiable commission history of at least $150,000 Gross Dealer Concessions...

    14 days ago from Allyv
  • Financial Advisor

    Poppell Financial Group

     - Orlando, FL

    Company Description: We are a regional financial services firm serving the panhandle and central Florida. While many financial products offered by firms are similar, our customer...

    16 days ago from ZipRecruiter
     
  • Financial Advisor

    Northern Financial Services

     - Watertown, NY

    Exciting Opportunity Available!A progressive, fastpaced local financial institution currently has an opening for an experienced Financial Advisor to join our retail investment...

    16 days ago from RegionalHelpWanted
     
  • Financial Advisor

    Technology Credit Union

     - San Jose, CA

    Technology Credit Union (TechCU) seeks a Financial Advisor based out of their San Jose Corporate offices and serving one or more local geographic markets and membership/client...

    20 days ago from CareerBuilder
     
  • Financial Advisor

    Donner-farber & Associates

     - Pittsburgh, PA

    Job is located in Somerset, PA. Financial Advisor Donner-Farber & Associates, Inc is searching for a Full-Time Financial Advisor to take over a existing book of business. This...

    20 days ago from CareerBuilder
     
  • Financial Advisor

    Boly:welch

     - Portland, OR

    In less than a decade, this enterprising financial services firm has had a five-fold growth in managed funds, with plans to expand nationwide. This is your chance to get in on the...

    20 days ago from Boly:Welch
     
  • Financial Advisor

    Seacoastbank

     - Orlando, FL

    Company Description: Headquartered in Martin County, FL, Seacoast Bank, a $3.0 billion Institution, is unrivaled among community banks and state wide regional banks alike!...

    21 days ago from ZipRecruiter
     
  • Financial Advisor

    New York Life

     - Barnstable, MA

    Company Description: Insurance and Financial Services Job Description: Financial Adviser / Registered Representative / Agent Career Description: Financial Professionals help...

    21 days ago from ZipRecruiter
  • Asset Management Latin America Private Bank Client Service Associate 

    NEW

    JPMorgan Chase

     - New York City, NY

    JPMorgan Private Bankis a global wealth management leader that delivers the highest quality advice, service, capabilities and products to high net worth and ultra high net worth...

    18 hours ago from NY City Works
     
  • Relationship Executive Senior/MD or Relationship Executive/ED, Corporate Client Banking Financial Institutions Specialty Finance Group 

    NEW

    JPMorgan Chase

     - New York City, NY

    Relationship Executive Senior/MD or Relationship Executive/ED, Corporate Client Banking Financial Institutions Specialty Finance Group New York, NY-140032699 ## Job Description...

    18 hours ago from NY City Works
     
  • Anticipated Private Client Advisor - Chase Private Client 

    NEW

    JPMorgan Chase

     - Oconomowoc, WI

    * Financial Advisor * **Business Description:** Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services...

    1 day ago from JPMorgan Chase
     
  • Private Client Advisor - Chase Wealth Management - Desoto/Duncanville, Texas Area 

    NEW

    JPMorgan Chase

     - Duncanville, TX

    * Financial Advisor * **Business Description:** Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services...

    1 day ago from JPMorgan Chase
     
  • Private Client Advisor - Chase Wealth Management - Southlake/Colleyville Area 

    NEW

    JPMorgan Chase

     - Southlake, TX

    * Financial Advisor * **Business Description:** Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services...

    1 day ago from JPMorgan Chase
     
  • Private Client Advisor - Chase Wealth Management - The Woodlands, Texas Area 

    NEW

    JPMorgan Chase

     - Woodlands, TX

    * Financial Advisor * **Business Description:** Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services...

    1 day ago from JPMorgan Chase
     
  • Anticipated Financial Advisor - Chase Wealth Management - Columbus, OH (Clime Rd) 

    NEW

    JPMorgan Chase

     - Columbus, OH

    Financial Advisor Business Description: Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services firm...

    1 day ago from JPMorgan Chase
     
  • Compliance Manager for Registered Investment Advisory Programs 

    NEW

    JPMorgan Chase

     - New York City, NY

    JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2 trillion and operations in more than 60 countries. The firm is a leader in...

    1 day ago from JPMorgan Chase
     
  • Investment Assistant - Private Client Direct 

    NEW

    JPMorgan Chase

     - Rochester, NY

    The Private Client Direct business is a part of JPMorgan's Private Wealth Management business. Private Wealth Management (PWM) is a wealth management business of JPMorgan focused...

    1 day ago from JPMorgan Chase
     
  • Chase Private Client Investment Associate - Farmington Hills, MI (Twelve Mile Country Club)

    NEW

    JPMorgan Chase

     - Farmington Hills, MI

    Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services firm with assets of $2.3 trillion and...

    1 day ago from JPMorgan Chase
     
  • Private Client Advisor - Chase Private Client - New Orleans Area 

    NEW

    JPMorgan Chase

     - New Orleans, LA

    Business Description: Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services firm with assets of $2.3...

    1 day ago from JPMorgan Chase
     
  • Chase Private Client - Private Client Advisor- (Randall Rd) 

    NEW

    JPMorgan Chase

     - Elgin, IL

    Business Description: Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services firm with assets of $2.3...

    1 day ago from JPMorgan Chase
     
  • Anticipated Financial Advisor - Chase Wealth Management - Stony Island 

    NEW

    JPMorgan Chase

     - Chicago, IL

    * Financial Advisor * **Business Description:** Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services...

    1 day ago from JPMorgan Chase
     
  • Anticipated Private Client Advisor - Chase Private Client- Glencoe, IL (Park & Greenbay) 

    NEW

    JPMorgan Chase

     - Highland Park, IL

    * Financial Advisor * **Business Description:** Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services...

    1 day ago from JPMorgan Chase
     
  • HR Service Delivery Specialist III 

    NEW

    JPMorgan Chase

     - Newark, DE

    As an HR Service Delivery Specialist you will be responsible for reviewing credit reports to determine work eligibility for new hires to the firm that fall within a certain job...

    1 day ago from JPMorgan Chase
     
  • In-Store Personal Banker - Harrison and 22nd Frys 

    NEW

    JPMorgan Chase

     - Tucson, AZ

    Play a vital role in the customer banking experience at Chase! As part of JPMorgan Chase, a leading global financial services firm, Chase has over 5,500 locations where our...

    1 day ago from JPMorgan Chase
     
  • Chase Wealth Management - Market Director - Dallas or 

    NEW

    JPMorgan Chase

     - Houston, TX

    Chase Wealth Management Market Director-**Open to Dallas and Houston locations Business Description: Chase is the U.S. consumer and commercial banking business of JPMorgan Chase &...

    2 days ago from JPMorgan Chase
     
  • Private Client Advisor - Chase Wealth Management - San Antonio Area 

    NEW

    JPMorgan Chase

     - San Antonio, TX

    * Financial Advisor * **Business Description:** Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services...

    2 days ago from JPMorgan Chase
     
  • Private Client Advisor - Chase Wealth Management - Houston, TX (Galleria Area) 

    NEW

    JPMorgan Chase

     - Houston, TX

    * Financial Advisor * **Business Description:** Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services...

    2 days ago from JPMorgan Chase
     
  • Supervisory Manager - Chase Wealth Management - Austin, San Antonio or Dallas 

    NEW

    JPMorgan Chase

     - Austin, TX

    Chase is a leader in the financial services industry, providing banking, mortgages, credit cards, loans, payment processing and investment services to 50 million customers - 1 out...

    2 days ago from JPMorgan Chase
     
  • Private Client Advisor - Chase Private Client - Southeast Houston Area 

    NEW

    JPMorgan Chase

     - Houston, TX

    Business Description: Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services firm with assets of $2.3...

    2 days ago from JPMorgan Chase
     
  • Compliance Executive Director/ Managing Director - Prime Brokerage and Equity Financing 

    NEW

    JPMorgan Chase

     - New York City, NY

    Compliance Executive Director/ Managing Director - Prime Brokerage and Equity Financing JPMorgan Chase & Co. (NYSE: JPM)(NYSE: JPM) is a leading global financial services firm...

    2 days ago from JPMorgan Chase
     
  • CIB-Client Solutions Specialist-VP-Liquidity Solutions 

    NEW

    JPMorgan Chase

     - New York City, NY

    About J.P. Morgan Treasury Services (TS) J.P. Morgan Treasury Services (TS) generates more than $8 billion in revenue annually. TS supports the needs of clients worldwide and is...

    2 days ago from JPMorgan Chase
     
  • Chase Wealth Management - Financial Advisor 

    NEW

    JPMorgan Chase

     - Holbrook, NY

    Financial Advisor Business Description: Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services firm...

    2 days ago from JPMorgan Chase
     
  • Chase Private Client Investment Associate - Broadway & 79th Street, NYC 

    NEW

    JPMorgan Chase

     - New York City, NY

    Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services firm with assets of $2.3 trillion and...

    2 days ago from JPMorgan Chase
  • Business Analysis & Reporting Analyst, Employee Compliance & Regulatory Reporting 

    NEW

    JPMorgan Chase

     - Newark, DE

    JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of %242 trillion and operations in more than 60 countries. The firm is a leader in...

    2 days ago from JPMorgan Chase & Co
     
  • Private Client Advisor - Chase Wealth Management - Midland Area 

    NEW

    JPMorgan Chase

     - Midland, TX

    Financial Advisor Business Description: Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services firm...

    2 days ago from JPMorgan Chase & Co
     
  • Chase Private Client Investment Associate - Farmington Hills, MI (Twelve Mile Country Club)

    NEW

    JPMorgan Chase

     - Farmington Hills, MI

    Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services firm with assets of %242.3 trillion and...

    2 days ago from JPMorgan Chase & Co
     
  • Private Client Advisor - Chase Private Client - New Orleans Area 

    NEW

    JPMorgan Chase

     - New Orleans, LA

    Business Description: Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services firm with assets of...

    2 days ago from JPMorgan Chase & Co
     
  • Chase Private Client Investment Associate - Winnetka, IL (Winnetka) 

    NEW

    JPMorgan Chase

     - Winnetka, IL

    Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services firm with assets of $2.3 trillion and...

    2 days ago from JPMorgan Chase
     
  • Chase Private Client Investment Associate 

    NEW

    JPMorgan Chase

     - Denver, CO

    Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services firm with assets of $2.3 trillion and...

    3 days ago from JPMorgan Chase
     
  • Chase Wealth Management - Market Director - Dallas or Houston 

    NEW

    JPMorgan Chase

     - Dallas, TX

    Chase Wealth Management Market Director-**Open to Dallas and Houston locations Business Description: Chase is the U.S. consumer and commercial banking business of JPMorgan Chase &...

    3 days ago from JPMorgan Chase & Co
     
  • Chase Private Client Investment Associate - Winnetka, IL (Winnetka) 

    NEW

    JPMorgan Chase

     - Winnetka, IL

    Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services firm with assets of %242.3 trillion and...

    3 days ago from JPMorgan Chase & Co
     
  • Global Investment Opportunities Group - Latin America Private Bank - ED/VP

    JPMorgan Chase

     - New York City, NY

    Global Investment Opportunities Group - Latin America Private Bank - ED/VP-140074391 ## Job Description Global Investment Opportunities Group J.P. Morgan Private Banking, which...

    5 days ago from NY City Works
     
  • Chase Private Client Investment Associate - Broadway & 79th Street, NYC

    JPMorgan Chase

     - New York City, NY

    Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services firm with assets of %242.3 trillion and...

    5 days ago from JPMorgan Chase & Co
     
  • Compliance Executive Director/ Managing Director - Prime Brokerage and Equity Financing

    JPMorgan Chase

     - New York City, NY

    Compliance Executive Director/ Managing Director - Prime Brokerage and Equity Financing JPMorgan Chase & Co. (NYSE: JPM)(NYSE: JPM) is a leading global financial services firm...

    5 days ago from JPMorgan Chase & Co
     
  • Investment Assistant - Private Client Direct

    JPMorgan Chase

     - Houston, TX

    The Private Client Direct business is a part of JPMorgan's Private Wealth Management business. Private Wealth Management (PWM) is a wealth management business of JPMorgan focused...

    6 days ago from JPMorgan Chase & Co
     
  • Chase Private Client - Private Client Advisor - New York, NY (Park Ave & 32nd St)

    JPMorgan Chase

     - New York City, NY

    !Business Description: Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services firm with assets of $2.3...

    6 days ago from NY City Works
     
  • Anticipated Private Client Advisor - Chase Wealth Management

    JPMorgan Chase

     - Las Vegas, NV

    Financial Advisor Business Description: Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services firm...

    7 days ago from JPMorgan Chase & Co
     
  • Chase Private Client Investment Associate - Sugar Land, TX (Sugarland)

    JPMorgan Chase

     - Sugar Land, TX

    Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services firm with assets of $2.3 trillion and...

    7 days ago from JPMorgan Chase
     
  • Anticipated Private Client Advisor - Chase Private Client - Bay Ridge Area

    JPMorgan Chase

     - Brooklyn, NY

    Business Description: Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services firm with assets of $2.3...

    8 days ago from NY City Works
     
  • Chase Private Client Investment Associate

    JPMorgan Chase

     - Dallas, TX

    Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services firm with assets of $2.3 trillion and...

    8 days ago from JPMorgan Chase
     
  • In-Store Personal Banker- Lewis Center, OH (Lewis Center Kroger)

    JPMorgan Chase

     - Lewis Center, OH

    Play a vital role in the customer banking experience at Chase! As part of JPMorgan Chase, a leading global financial services firm, Chase has over 5,500 locations where our...

    8 days ago from JPMorgan Chase
     
  • AM-Corporate Actions Oversight and Control Manager

    JPMorgan Chase

     - Newark, DE

    The Private Bank assists high-net-worth individuals in managing their wealth, by advising them on how best to configure their assets for maximum benefit, and by providing...

    9 days ago from JPMorgan Chase
     
  • Business Development Executive, Commercial Banking Middle Market

    JPMorgan Chase

     - Pittsburgh, PA

    Business Development Executive - Middle Market Middle Market Overview: JPMorgan Chase's Commercial Banking serves more than 25,000 clients, including corporations, municipalities,...

    10 days ago from JPMorgan Chase
     
  • Chase Private Client - Private Client Advisor - Sidney, OH (Sidney Main)

    JPMorgan Chase

     - Sidney, OH

    Business Description: Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services firm with assets of $2.3...

    10 days ago from JPMorgan Chase
     
  • Chase Private Client Investment Associate - Sidney, OH (Sidney Main)

    JPMorgan Chase

     - Sidney, OH

    Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services firm with assets of $2.3 trillion and...

    10 days ago from JPMorgan Chase
     
  • Supervision Manager - Centralized Risk - Consumer Banking

    JPMorgan Chase

     - Columbus, OH

    The Supervision Manager must lead a team of securities principals charged with reviewing and supervising securities or insurance transactions in light of client suitability,...

    10 days ago from JPMorgan Chase
     
  • Compliance Director - Global Wealth Management Fiduciary

    JPMorgan Chase

     - New York City, NY

    JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2 trillion and operations in more than 60 countries. The firm is a leader in...

    10 days ago from JPMorgan Chase
     
  • In-Store Personal Banker - College Rd Albertsons Branch

    JPMorgan Chase

     - Lafayette, LA

    Play a vital role in the customer banking experience at Chase! As part of JPMorgan Chase, a leading global financial services firm, Chase has over 5,500 locations where our...

    10 days ago from JPMorgan Chase
  • Chief Compliance Officer 

    NEW

    Compliance Search Group

     - Fairfield, CT

    in industry associations, shaping compliance best practices and educating ... related training, and reinforce allcompliance-related communications. Establish...

    2 days ago from eFinancial Careers
     
  • Legal and Compliance Analyst - Elite Hedge Fund 

    NEW

    Access Staffing

     - New York City, NY

    management company's compliance manual, code of ethics, investor due diligence ... compliance or risk-management, accounting, auditing, consulting, paralegal or...

    2 days ago from The Ladders
     
  • VP - Compliance Manager

    Robert Half International

     - New York City, NY

    Marketing Material Review o Ensure compliance with internal guidelines, investment advisor ... and FINRA where applicable  FINRA rules for our Office of Supervisory Jurisdiction...

    30+ days ago from eFinancial Careers
     
  • Compliance Officer Markets LATAM 

    NEW

    Citi

     - Fort Lauderdale, FL

    The Market Compliance Officer makes recommendations on the development of compliance polic ... * CoordinateCompliance initiatives at various functions/business lines...

    2 days ago from Citi
     
  • Global Compliance Services & Strategy - Investment Bank

    Compliance Search Group

     - New York City, NY

    Liaise with Compliance Advisory teams and functions as applicable. Lead ... ranging from staff levels to ChiefCompliance Officers with the nation's...

    6 days ago from The Ladders
     
  • Chief Compliance Officer

    International Market Recruiters

     - New York City, NY

    regulatory matters with Global Head of Compliance (FACTA, ABC, Research, IB ... 10 plus years of Extensive USCompliance, AML and Regulatory experience...

    16 days ago from ZipRecruiter
     
  • Compliance Director

    Modis

     - Pittsburgh, PA

    Detects instances of possible non-compliance and develops measures to advocate compliance ... compliance and regulatory matters including FINRA and SEC rules/regulations, AML...

    30+ days ago from ZipRecruiter
     
  • Compliance Branch Supervisor

    Ascendo Resources

     - Houston, TX

    Job Description The Compliance/ Branch Supervisor will be responsible for supervising sale ... Series 7 and 24 (or 9/10) Strong knowledge of FINRA SEC and State rules and regulations...

    7 days ago from Startwire
     
  • Senior Compliance Officer ICG Metrics 

    NEW

    Citi

     - Jersey City, NJ

    process and develop a comprehensive global compliance metric reporting program; to ... analysis * Controls, Assurance/audit, or compliance knowledge is preferred * Ability...

    2 days ago from Citi
     
  • Investment Manager, Series 24 Compliance, New Accounts Review

    Marto Consulting

     - Buffalo, NY

    unit is in compliance with company and FINRA regulations. You will have interaction with sales teams, FINRA and also clients. As part of a highly collaborative team, asking tough...

    10 days ago from ZipRecruiter
     
  • Compliance Analyst 

    NEW
    Houston, TX

    institutional and internal) to ensure compliance with SEC and FINRA advertising ... - FINRA Series 6 (or 7) license - FINRA Series 26 (or 24) preferred or required...

    2 days ago from IvyExec
     
  • Control Room and Research Compliance Analyst

    Michael Page International - US

     - New York City, NY

    Compliance Analyst is to provide primary compliance coverage, including Control Group ... The individual will serve as the compliance liaison with other Compliance...

    4 days ago from eFinancial Careers
     
  • Senior Compliance Analyst- Marketing Compliance | Financial Services Recruitment And Staffing Firm

    Wall Street Personnel

     - Los Angeles, CA

    literature and associated disclosures for compliance with the Advisers Act, FINRA rules ... requirementsS Experience Required: 4-6 years compliance experience within the financial...

    9 days ago from Doostang
     
  • Co-President and Chief Compliance Officer - Securities Broker Dealer

    Wealth Management Advisory Firm

     - Leawood, KS

    the organization in compliance. Provide compliance expertise as a trusted and ... Fluent with all current FINRAissues and concerns Working knowledge of FINRA and SEC rules...

    6 days ago from IvyExec
     
  • Compliance Manager (BSA/AML/OFAC) Paid Relocation Available

    My Headhunter

     - San Ramon, CA

    as required Participates in Business Unit Compliance and Corporate Compliance projects ... knowledge of bank/broker-dealer compliance Compliance expertise in investment...

    11 days ago from ZipRecruiter
     
  • Chief Compliance Officer

    Broker-dealer, Dallas, Tx

     - Dallas, TX

    Broker/Dealer that is looking to bring on a Chief Compliance Officer, CCO ... regulatory initiatives of the firm, managing compliance risk, developing infrastructure,...

    20 days ago from ExecuNet
     
  • Compliance Monitoring and Testing - AVP

    Compliance Search Group

     - New York City, NY

    and conduct compliance reviews Work with Compliance and Business colleagues to prepare for ... in Investment Advisory Act of 1940, and Compliance THE COMPLIANCE SEARCH GROUP, the...

    13 days ago from The Ladders
     
  • VP Compliance Advisory Electronic Trading 

    NEW

    Forum Group

     - New York City, NY

    the preparation of Compliance reports for Compliance Management, Senior Management, ... Responsibilities Supporting Compliance initiatives including writing policies and...

    2 days ago from eFinancial Careers
     
  • Compliance

    Green Key Resources

     - New York City, NY

    documentation for anti-money laundering compliance  Review, assess, devise, and ... team of complianceprofessionals, and advise clients on all compliance-related...

    9 days ago from eFinancial Careers
     
  • Deputy Chief Compliance Officer

    Leading Financial Services Firm

     - New York City, NY

    Compliance Program. Manage and enhance the Compliance Risk Assessment tool. Drive ... Preferred: o 10-15 years compliance experience in a banking/broker dealer environment o De...

    6 days ago from IvyExec
     
  • Securities Compliance Consultant

    Geneva Consulting Group

     - New York City, NY

    NYC seeks someone with experience working in compliance at a senior level. You will need ... You should know how to draft summaries for compliance and summarize regulations. Client...

    19 days ago from ZipRecruiter
     
  • Compliance Manager 

    NEW
    Newark, NJ

    development process for designing metrics on compliance risk-related topics. Coordination ... compliance related subjects to business and compliance management. Create and maintain...

    19 hours ago from IvyExec
     
  • Senior Compliance Officer

    Russell Tobin & Associates

     - Stamford, CT

    CT office. Responsibilities: Provide compliance support for equity sales and ... Equity environment Knowledgeable about FINRA and exchange regulations Ability to...

    6 days ago from ZipRecruiter
     
  • Senior Equity Compliance Officer

    Nomura - Entertainment and Media Industry

     - New York City, NY

    with operational and financial compliance matters such as short interest reporting, ... enhance, and implementcompliance and supervisory policies and procedures. ...

    13 days ago from VelvetJobs
  • Compliance Officer 

    NEW

    Leading Financial Services Firm

     - New York City, NY

    company s policies and procedures to ensure compliance with CFTC/NFA swap dealer ... at a major financial institution, registered broker-dealer, FCM, or one of the US...

    18 hours ago from NY City Works
     
  • Compliance Officer 

    NEW

    Robert Half Finance & Accounting

     - Lynnfield, MA

    Broker/Dealer north of Boston is looking for a compliance principle. Must have a series 7, but will be required to get the series 24 upon hire. Will be responsible for the...

    1 day ago from EasternMass
     
  • Compliance Officer

    Leading Financial Services Firm

     - New York City, NY

    company s policies and procedures to ensure compliance with CFTC/NFA swap dealer ... at a major financial institution, registered broker-dealer, FCM, or one of the US...

    6 days ago from IvyExec
     
  • Compliance Officer

    Global Leader In Investment Management

     - Jersey City, NJ

    and inquiries; Design and deliver targeted compliance training; Research, investigate ... Qualifications Minimum five years of Compliance experience at a Broker-Dealer,...

    19 days ago from IvyExec
     
  • Compliance Officer

    Robert Half International

     - Lynnfield, MA

    Broker/Dealer north of Boston is looking for a compliance principle. Must have a series 7, but will be required to get the series 24 upon hire. Will be responsible for the...

    19 days ago from Global Compliance Jobs
  • Enforcement Counsel 

    NEW

    Intercontinental Exchange

     - New York City, NY

    program is fully independent, Enforcement Counsel will have responsibility for ... organizations; in-house litigators at broker-dealers/investment advisers; and...

    18 hours ago from NY City Works
     
  • Enforcement Counsel

    Compliance Search International

     - New York City, NY

    litigators at broker-dealers/investment advisers; and member of both the plaintiffs' and defendants' securities bars; ► Extensive knowledge of securities laws and rules; ► Strong...

    5 days ago from Compliance Search Group
     
  • Enforcement Counsel

    Financial Industry Regulatory Authority

     - Rockville, MD

    no phone calls, please. JobSummary: The Counsel performs a variety of specific duties ... employee) and to authorize their broker-dealers to provide FINRA with duplicate...

    8 days ago from Financial Industry Regulatory...
     
  • Enforcement Counsel

    Finra

     - Rockville, MD

    individual for our Enforcement Counsel opening in Rockville, MD . To be ... employee) and to authorize theirbroker-dealers to provide FINRA with duplicate...

    10 days ago from Jofdav
     
  • Enforcement Counsel

    Intercontinental Exchange

     - New York City, NY

    independent, Enforcement Counsel will have responsibility for investigating, ... in-house litigators at broker-dealers/investment advisers; and member of both the...

    10 days ago from Intercontinental Exchange, Inc.