SEC Proposes to Update Accredited Investor Definition to Increase Access to Investments (SEC Release)
MetLife to Pay $10 Million for Longstanding Internal Control Failures (SEC Release)
Five Defendants Arrested And Indicted For India-Based Telemarketing And Email Marketing Scheme Victimizing Seniors Throughout The United States / The Defendants Allegedly Obtained Over $2.4 Million from Victims (DOJ Release)
Federal Grand Jury in Austin Indicts Nigerian Citizen for Victimizing Previous Fraud Victims / Defendant Fraudulently Claimed to be a Representative of the Texas State Securities Board (DOJ Release)
Issuer Settles Unregistered ICO Charges, Agrees to Return Funds and Register Tokens (SEC Release)
[In]Securities Guest Blog: Not Dead Again Today? by Aegis Frumento Esq (BrokeAndBroker.com Blog)
Inland Empire Man Indicted on Bank Fraud Charges Alleging He Orchestrated $2.4 Million "Bust-Out" Scheme (DOJ Release)
SEC Charges Scheme Victimizing New Jersey Jewish Community (SEC Release)
SEC Charges CFO for Role in $910 Million Ponzi Scheme (SEC Release)
SEC Charges Broker-Dealers With Illicitly Profiting in Partial Tender Offer (SEC Release)
DECEMBER 18, 2019, SEC OPEN MEETING STATEMENTS BY CHAIR AND COMMISSIONERS