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An irreverent Wall Street Blog
by Bill Singer

Topic List for Non Solicitation (6 results)

  • Court Allows Wells Fargo Stockbroker to Contact Former But Not Current Clients
    September 10, 2019
  • District Court Denied Morgan Stanley Injunction In Non Solicitation Case
    August 9, 2019
  • Edelman Financial Services Loses Non-Solicit Non-Disparagement Case
    March 22, 2019
  • Citi Hit With Over $4 Million Award In Wrongful Termination Arbitration
    March 5, 2018
  • A Truce Just About Does It In Schwab Solicitation Case
    May 8, 2017
  • Schwab Seeks $6 Million In Solicitation Dispute
    March 12, 2015

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Previous Entries

  • BrokeAndBroker.com Blog by Bill Singer Esq WEEK IN REVIEW
    December 7, 2019

    [In]Securities Guest Blog: WeWork Works It Out by Aegis Frumento Esq (BrokeAndBroker.com Blog)http://www.brokeandbroker.com/4944/aegis-frumento-insecu... Read On

  • In Today's Securities Industry Commentator
    December 6, 2019

    Maybe it's the upcoming Christmas and New Year holidays. Maybe a lot of prosecutors and regulators buckled down yesterday and cleared their desks. May... Read On

  • [In]Securities Guest Blog: WeWork Works It Out by Aegis Frumento Esq
    December 5, 2019

    [In]Securities a Guest Blog byAegis J. Frumento, Partner, Stern Tannenbaum & BellWeWork Works It OutWhen Lockheed's famed Skunk Works was sec... Read On

  • Fee Based Rep Seeks Expungement Over Commissions He Never Charged
    December 4, 2019

    Talk to enough stockbrokers, advisors -- even lawyers -- and you'll learn that there is an unease about taking on a so-called complaining client. If y... Read On

  • GROWING SCANDAL ALERT: Italian Cheese Flying the False-Flag of France
    December 3, 2019

    GROWING SCANDAL ALERT!!! as detected by the oenophiles and turophiles at the prestigious Securities Industry Commentator feed and the BrokeA... Read On

  • FINRA Arbitrator Saves Innocent Stockbroker Caught In the Middle By Settled Customer Complaint
    December 2, 2019

    A customer complains. The stockbroker prepares to defend his besmirched reputation. The brokerage firm does a cost-benefits analysis and pursuant to i... Read On

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About Bill Singer

BILL SINGER is a lawyer who represents securities-industry firms, individual registered persons, Wall Street whistleblowers, and defrauded public investors. For over three decades, Singer has represented clients before the American Stock Exchange, the New York Stock Exchange, the Financial Industry Regulatory Authority (formerly the NASD), the United States Securities and Exchange Commission, and in criminal investigations brought by various federal, state, and local prosecutors. He has the distinction of representing witnesses during Congressional investigations. In 2015, Singer achieved a significant award in excess of $1 million from the Securities and Exchange Commission on behalf of a whistleblower client.

Singer is presently Of Counsel to a law firm and the publisher of the Securities Industry Commentator feed and the BrokeAndBroker.com Blog, which was rated as one of the industry's top eight destination websites and the leading legal/regulatory blog by "Investment News."

Before entering the private practice of law, Singer was employed in the Legal Department of Smith Barney, Harris Upham & Co.; as a regulatory attorney with both the American Stock Exchange and the NASD (now FINRA); and as a Legal Counsel to Integrated Resources Asset Management. Singer was formerly Chief Counsel to the Financial Industry Association; General Counsel to the NASD Dissidents' Grassroots Movement; and General Counsel to the Independent Broker-Dealer Association. He was registered for a number of years as a Series 7 and Series 63 stockbroker.

Singer regularly appears as a commentator on television and radio, and is frequently quoted in the press. He is an outspoken critic of ineffective regulation and an advocate for economic and political sanity.

  • Email: rrbdlawyer@gmail.com

  • Phone:917-520-2836

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