An irreverent Wall Street Blog
by Bill Singer
by Bill Singer
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Previous Entries
February 2, 2012
A special note from Bill Singer:Since I closed my own law firm in 2002, it has been quite the journey. In the ensuing decade, I've had the privi... Read On
February 2, 2012
Not that two cases from two different Wall Street regulators make a trend, but we’re just about a month into 2012 and both the Financial Industry Regu... Read On
January 31, 2012
For the purpose of proposing a settlement of rule violations alleged by the Financial Industry Regulatory Authority (“FINRA”) and without admitting or... Read On
January 31, 2012
Visit the BrokeAndBroker Employment PageInvestment Banking AnalystDallas, TX - Duff & PhelpsEnterprise ArchitectRockville, MD - Fin... Read On
January 29, 2012
Updated FINRA Cases of Note Now Online With Bill Singer's AnalysisFINRA cites a growing number of Annual Compliance Certification violations in 2011, ... Read On
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