An irreverent Wall Street Blog
by Bill Singer

EMPLOYMENT TUESDAY at BrokeAndBroker.com

March 19, 2012

EMPLOYMENT TUESDAY AT BROKEANDBROKER.COM

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Mar 16		FINRA ATTORNEYNew York, NY

$250-500K + Bonus New York's most prestigious high powered law firms seeks entrepreneur (JD, State Bar Membership; NY and relevant book of business preferred) to join expanding... more

Mar 14FINRA ATTORNEYResponse CompanyNew York, NY

Our client is seeking a FINRA attorney with 3-5 years of experience in FINRA compliance and broker-dealer regulations. This is an excitiing opportunity to join a company, already... more

Feb 23Personal Banker - Los Altos, CA (FINRA Licenses Series 6,63, LifChaseLos Altos, CA

Play a vital role in the customer banking experience at Chase! As part of JPMorgan Chase, a leading global financial services firm, Chase has over 5,200 locations where our... more

Mar 02FINRA Attorney NeededYorkson LegalNew York, NY

Two contract attorneys needed for a pending FINRA investigation. We expect the start date to be sometime mid-to-end of next week. Need reviewers who have handled FINRA... more

Feb 23Personal Banker - Los Altos, CA (FINRA Licenses Series 6,63, Life and Health Preferred)ChaseLos Altos, CA

Play a vital role in the customer banking experience at Chase! As part of JPMorgan Chase, a leading global financial services firm, Chase has over 5,200 locations where our... more

Mar 07Arbitrators - Strategy/Corporate Development/M&A jobFinraChicago, IL

FINRA Dispute Resolution is recruiting fair-minded, experienced professionals to join our roster of arbitrators. Interested in making a difference? Read on to learn more about... more

Feb 22Regulatory Analyst - Market Regulation, Trading AnalysisFinraRockville, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Regulatory Analyst opening in Rockville, MD. To be considered for this position,... more

Feb 22Counsel - Market Regluation, LegalFinraRockville, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Counsel opening in Rockville, MD. To be considered for this position, please... more 

Mar 15StockbrokerNew HorizonsNew York, NY

In our current market environment, many of the firms historically known for their exceptional training programs have since all but eliminated them. Our Client, a well-known... more

Feb 26Stockbroker- Financial Advisory & Benefits Sales ExecBusiness Services CompanyBaltimore, MD

Our client a major international publicly traded financial services and benifits advisory professional services firm needs a C level pro with a track record of success calling on... more

Jan 31StockBroker / Financial AdvisorJ. P. Turner & CompanyManhattan, NY

Come join one of the leading independent broker dealers, J.P. Turner & Company, L.L.C. at our new location in the Financial District. J.P. Turner has been honored with recognition... more

Mar 20Financial Advisor/StockbrokerMorgan WilshireGarden City, NY

Financial Advisor/Stockbroker Do you have your Series 7 and are looking for the right firm to call home?When you are only involved in one area of the market, what if it does not... more

Mar 07StockbrokersFmsiGarden City, NY

seeking qualified candidates for full time Stockbroker Position.You will be working alongside seasoned industry veterans. Requirements: Clear communication skills Must be a... more

Mar 20Stockbroker, Hedge Fund, Alt. Investment Sales, Wealth AdviserNociSan Francisco, CA

Stockbroker, Hedge Fund, Alt. Investment Sales, Wealth Adviser Need Experienced Hedge Fund or Private Equity Capital Raiser looking to make the transition into 3d...more

Mar 07LOOKING FOR EXPERIENCEDSTOCKBROKERS AND INEXPERIENCED INDIVIDUALSFmsiGarden City, NY

that can lead to a successful career as a stockbroker. You will be given support by Successful Industry Professionals to learn all aspects of our business. You must be hard... more

Mar 20Hedge Fund & Alt. Investment Sales & Marketing,Stockbroker, Financial AdvisorNociPalm Beach, FL

Fund & Alt. Investment Sales & Marketing, Stockbroker, Financial Advisor Need Experienced Hedge Fund or Private Equity Capital Raiser looking to make the transition into 3d... more

Mar 07Stockbroker - LicensedFmsiGarden City, NY

We are a Financial Services Firm actively seeking Energetic individuals with Determination To Succeed!!! Let us show you how to take control of your own destiny! You will learn... more

Mar 16INSIDE SALES FULL TIMELong Island, KS

INSIDE SALES F/T Social Media company looking for sales professionals with at least 2 yrs exp to sell services to execs and prof'ls. Stockbrokers pref'd but not nec. Plush...more

Mar 09Stock Broker Training ProgramSpartan Capital SecuritiesNew York, NY

is now accepting applications for our new stockbroker training program. The Spartan training program is very challenging and very effective. In only one year we will have you... more

Mar 20Stock Broker / Stock Broker TraineeVfinance InvestmentsMiami, FL

recruiting for established Stock Brokers and Stockbroker trainees for our office in downtown Miami. This is an excellent career changing opportunity. Hard work and a very strong... more

Feb 21Stock Broker Trainee-Free Series 7 and 63 SponsorshipNew York, NY

seeking qualified candidate for a full time Stockbroker Trainee Position. Full ... sales training to become a Fully Licensed Stockbroker. We will provide: All necessary... more

Feb 23StockbrokerEdward JonesPensacola, FL

Edward Jones provides exceptional opportunities for experienced financial advisors, brokers or proven performers from other careers looking to get into the financial services... more

Feb 24STOCKBROKER TRAINEESMorgan WilshireLong Island, KS

STOCKBROKER TRAINEES Morgan Wilshire is seeking motivated individuals forStockbroker Trainee Program. Garden City, L.I. location. Strong starting salary & Sign-on bonus! (516)... more

Feb 28Telemarketing Pro, Ex-Stockbroker PreferredNew York, NY

We are considered by many of our peers to be the leading executive search firm in the world for the placement of attorneys. We currently have an opening in our recruiting...more

Mar 05StockbrokerDMG SecuritiesGreat Falls, VA

STOCKBROKER Recent College Graduates DMG SECURITIES, INC., member FINRA, SIPC. Full service broker. Personalized in-house training. Lucrative payout schedule. Entry Level/All... more

Feb 22STOCK BROKER /STOCKBROKER TRAINEEVfinance InvestmentsMiami, FL

We are currently recruiting Stockbroker trainees for our office in downtown Miami. This is an excellent career changing opportunity. Hard work and a very strong work ethic are... more

Jan 27Financial Advisors /StockbrokersSolution StaffingConshohocken, PA

*All communication is strictly confidential!!! Has your firm been affected by the recent financial turmoil? Would you like to join a firm that has limited their risk exposure and...more

Dec 17Stockbroker Training ProgramLaidlaw & CompanyNew York, NY

of sound investment practice.Laidlaw & Co's Stockbroker Training Program offers a ... that helps prepare you to become successful stockbroker. Our extensive curriculum...more

Mar 12Institutional Equity SalesMacquarieBoston, MA

Macquarie Group is a global provider of banking, financial, advisory, investment and funds management services. At Macquarie we offer you the experience and freedom to grow your... more

Feb 09Editor4entertainmentjobsBaltimore, MD

ortant that you are a strong writer and thinker. But you should also have great credentials to put alongside your name. Are you a former stockbroker, analyst, fund manager- but... more

Mar 16Life Insurance Wholesaler - LA and TXHuman Capital ResourcesNew Orleans, LA

financial planner, financial planning, stockbroker, bank, independent, wirehouse, broker-dealer, RIA, securities, annuities, annuity, mutual funds, stocks, bonds, financial... more

Feb 19Mortgage Loan Officer - Target to $150KEssential Search PartnersAlexandria, VA

One of our Northern, VA clients is looking for an experience Mortgage Loan Officer! This base plus commission position will have an excellent earning potential for an experienced... more

Mar 15FINRA Legal Extern (Unpaid)FinraAtlanta, GA

We Work to Protect Investors. Join our Team. We are seeking a well-qualified individual for a Graduate Legal Externship in our Enforcement Department in Atlanta, GA. This position... more

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