An irreverent Wall Street Blog
by Bill Singer

EMPLOYMENT TUESDAY at BrokeAndBroker

September 10, 2012

EMPLOYMENT TUESDAY AT BROKEANDBROKER.COM

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PostedJob TitleCompanyLocation
Aug 29Chief Compliance OfficerTaurus Capital FundingMaitland, FL

Position Description: This position is for Registered Principal and Chief Compliance Officer of a small Broker-Dealer firm, exclusively involved in Real Estate Securities (limited... more

Sep 07Director, Corporate RecordsFinra - Financial Industry Regulatory AuthorityRockville, MD

We Work to Protect Investors Join our Team FINRA is seeking a wellqualified individual for our Director Corporate Records opening in Rockville MD To be considered for this... more

Aug 30Senior Risk Specialist, Office of Risk - New York, NY or WashingFinraNew York, NY

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Senior Risk Specialist opening in our New York, NY or Washington, DC office. To... more

Aug 30Enforcement Investigator, Case Development Team (PART-TIME) - RoFinraRockville, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Investigator, Case Development Team (PART-TIME) opening in Rockville, MD . To be... more

Aug 30Principal Counsel - Membership Application Program - New York, NFinraNew York, NY

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Principal Counsel opening in New York, NY . To be considered for this position,... more

Aug 30Regulatory Analyst - Market Regulation, Floor Surveillance - NewFinraNew York, NY

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Regulatory Analyst opening in New York, NY . To be considered for this position,... more

Aug 08Entitlement ManagerFinra - Financial Industry Regulatory AuthorityRockville, MD

FINRA is seeking a well qualified individual for our Entitlement Manager opening in Rockville MD To be considered for this position please submit your resume through our career... more

Sep 07Chase Private Client Banker - San Francisco/Oakland Market - (FINRA Series 6/63 & CA Insurance Licenses Preferred)JPMorgan ChaseCalifornia

JPMC is hiring an Oracle Database Developer. We are looking for a high energy individual that is intermediate/expert level in writing oracle procedures, packages, and complex... more

Aug 28FINRA Extern (unpaid) Winter/Spring 2013 - Sales Practice - Member RegulationFinancial Industry Regulatory AuthorityChicago, IL

Title: FINRA Extern (unpaid) Winter/Spring 2013 - Sales Practice - Member Regulation - Chicago, IL Location: null Other Locations: null We Work to Protect Investors. Join our... more

Aug 28FINRA Extern (unpaid) Winter/Spring 2013 - Sales Practice - Member RegulationFinraChicago, IL

We Work to Protect Investors. Join our Team. 2013 Spring Extern Program The Department of Member Regulation - Sales Practice in Chicago invites interested students majoring in... more

Aug 27Personal Banker - 55 Water Street - Manhattan -FINRA Licenses a PlusJPMorgan ChaseNew York

Personal Banker - 55 Water Street - Manhattan - FINRA Licenses a Plus-120057714 Job Description Play a vital role in the customer banking experience at Chase! As part of... more

Aug 26FINRA Extern (Unpaid) - HR Diversity and Work LifeFinraRockville, MD

The Financial Industry Regulatory Authority (FINRA) seeks a well-qualified Extern for Fall 2012 in our Rockville, MD office. The purpose is to obtain an understanding of strategic... more

Aug 18Financial Advisor - DE/PA Life/Health, FINRA - DIRECT HIREVolt Information SciencesWilliamsport, PA

Financial Advisor - DE/PA Life/Health, FINRA - DIRECT HIRE Posted on:08/17/12 Job Number: 300398-8907-1-307146 Add to Cart Email to a Friend Location: Williamsport, PA... more

Aug 17Financial Advisor ? DE/PA Life/Health, FINRAVolt Information SciencesWilliamsport, PA

Financial Advisor - DIRECT HIRE - Williamsport, PA With DE or PA Life and Health Insurance Licenses FINRA Series 6 and/or 7 AND 63, 65, and/or 66 PAY RATE: SALARY (W2) OR... more

Aug 16Sr. Broker Dealer Customer Service Rep (FINRA Series 6 or 7 license required)MetLifeNew Jersey

Job Title: Sr. Broker Dealer Customer Service Rep (FINRA Series 6 or 7 license required) Job ID: 70546 Location: New Jersey Full/Part Time: Full-Time Regular/Temporary: Regular... more

Aug 16Sr Broker Dealer Customer Service Rep (FINRA Series 6 or 7 license required)MetLifeSomerset, NJ

Job Summary: Senior level job which provides assistance to sales representatives, other sales personnel and external clients by answering toll free 800 phones lines, servicing a... more

Sep 06Stockbroker TraineeNew HorizonsNew York, NY

We are looking for hard working, driven individuals who have a passion for Sales and Finance. This is an outstanding opportunity to work in the heart of the Financial District in... more

Aug 14Stockbroker Trainee PositionNew York, NY

seeking qualified candidate for full time Stockbroker Trainee Position. Full sponsorship for Series 7 & 63 exams. You will be working alongside seasoned industry veterans. more

Sep 03Sales Associate - Sales RepresentativeInsphere Insurance SolutionsFort Myers, FL

ortunity, business development, sales representatives, building business, pharmaceutical sales, financial advisor, financial consultant, stockbroker, advertising sales,... more

Aug 24FINANCIAL ADVISOR -STOCKBROKER -STOCKBROKER TRAINEENsm SecuritiesWest Palm Beach, FL

cessary exams.NSM Securities sponsors for H1-B visasPAID TRAININGwww.nsmsecurities.comKEY WORDS: Financial Advisor, Advisor, Finance Advisor, StockBroker, Stocks, Broker,... more

Aug 23Stockbroker -- Entry Level TraineeWilmington CapitalGarden City, NY

Wilmington Capital is a Full Service Brokerage Firm that is looking for individuals with impressive work ethic and a strong desire to succeed. You will be working with successful... more

Aug 22RIA Independent AdvisorHuman Capital ResourcesBoston, MA

financial planner, financial planning, stockbroker, bank, independent, wirehouse, broker-dealer, RIA, securities, annuities, annuity, mutual funds, stocks, bonds, financial... more

Aug 22Stockbroker TraineesJ.P. Turner & CompanyTinton Falls, NJ

Stockbroker trainees wanted! Brokerage firm seeking highly motivated, hardworking individuals to enter our training program. Excellent communication skills a must! Now sponsoring... more

Aug 21StockbrokerEdward JonesWheeling, WV

Edward Jones provides exceptional opportunities for experienced financial advisors, brokers or proven performers from other careers looking to get into the financial services... more

Aug 21Branch StockbrokerTrainee - Cedar Rapids, IA JobScottradeCedar Rapids, IA

is to work towards a promotion to Branch Stockbroker. The Trainee operates as a team member to support clients and brokers. All duties and responsibilities are performed while... more

Aug 21FINANCIAL ADVISOR/STOCKBROKER/STOCKBROKER TRAINEENsm SecuritiesWest Palm Beach, FL

Financial Advisor, Advisor, Finance Advisor, StockBroker, Stocks, Broker, Financial Broker, StockBroker Trainee, Stock Broker Training Requirements Submit Resume and Please... more

Aug 21StockbrokerIowa City, IA

Stockbroker Location:Iowa City, IA Job ID:9467 Edward Jones provides exceptional opportunities for experienced financial advisors, brokers or proven performers from other careers... more

Aug 20Stock Broker TraineeHfp Capital MarketsManhattan, NY

seeking qualified candidate for full time Stockbroker Trainee Position. Full ... sales training to become a Fully Licensed Stockbroker. We will provide: All necessary...more

Aug 16Customer Solutions SpecialistSpringaheadSan Francisco, CA

CPA, competitive swimmer, Series 7 Certified Stockbroker, design consultant, former CEO, graphic designer, extreme skier, professional photographer, elementary school teacher,... more

Aug 14Stockbroker/Investment Advisor TraineeObsidian Financial GroupWoodbury, NY

We offer a fully sponsored Stockbroker/Investment Advisor training program. In house prep classes with one of the most successful teachers in the industry. Paid weekly training... more

Sep 03Sales Associate - Sales RepresentativeInsphere Insurance SolutionsFort Myers, FL

ortunity, business development, sales representatives, building business, pharmaceutical sales, financial advisor, financial consultant, stockbroker, advertising sales,... more

Aug 24FINANCIAL ADVISOR -STOCKBROKER -STOCKBROKER TRAINEENsm SecuritiesWest Palm Beach, FL

cessary exams.NSM Securities sponsors for H1-B visasPAID TRAININGwww.nsmsecurities.comKEY WORDS: Financial Advisor, Advisor, Finance Advisor, StockBroker, Stocks, Broker,... more

Aug 23Stockbroker -- Entry Level TraineeWilmington CapitalGarden City, NY

Wilmington Capital is a Full Service Brokerage Firm that is looking for individuals with impressive work ethic and a strong desire to succeed. You will be working with successful... more

Aug 22RIA Independent AdvisorHuman Capital ResourcesBoston, MA

financial planner, financial planning, stockbroker, bank, independent, wirehouse, broker-dealer, RIA, securities, annuities, annuity, mutual funds, stocks, bonds, financial... more

Aug 22Stockbroker TraineesJ.P. Turner & CompanyTinton Falls, NJ

Stockbroker trainees wanted! Brokerage firm seeking highly motivated, hardworking individuals to enter our training program. Excellent communication skills a must! Now sponsoring... more

Aug 21StockbrokerEdward JonesWheeling, WV

Edward Jones provides exceptional opportunities for experienced financial advisors, brokers or proven performers from other careers looking to get into the financial services... more

Aug 21Branch StockbrokerTrainee - Cedar Rapids, IA JobScottradeCedar Rapids, IA

is to work towards a promotion to Branch Stockbroker. The Trainee operates as a team member to support clients and brokers. All duties and responsibilities are performed while... more

Aug 21FINANCIAL ADVISOR/STOCKBROKER/STOCKBROKER TRAINEENsm SecuritiesWest Palm Beach, FL

Financial Advisor, Advisor, Finance Advisor, StockBroker, Stocks, Broker, Financial Broker, StockBroker Trainee, Stock Broker Training Requirements Submit Resume and Please... more

Aug 21StockbrokerIowa City, IA

Stockbroker Location:Iowa City, IA Job ID:9467 Edward Jones provides exceptional opportunities for experienced financial advisors, brokers or proven performers from other careers... more

Aug 20Stock Broker TraineeHfp Capital MarketsManhattan, NY

seeking qualified candidate for full time Stockbroker Trainee Position. Full ... sales training to become a Fully Licensed Stockbroker. We will provide: All necessary...more

Aug 16Customer Solutions SpecialistSpringaheadSan Francisco, CA

CPA, competitive swimmer, Series 7 Certified Stockbroker, design consultant, former CEO, graphic designer, extreme skier, professional photographer, elementary school teacher,... more

Aug 14Stockbroker/Investment Advisor TraineeObsidian Financial GroupWoodbury, NY

We offer a fully sponsored Stockbroker/Investment Advisor training program. In house prep classes with one of the most successful teachers in the industry. Paid weekly training... more

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