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by Bill Singer

EMPLOYMENT TUESDAY at BrokeAndBroker.com

September 24, 2012

EMPLOYMENT TUESDAY AT BROKEANDBROKER.COM

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ostedJob TitleCompanyLocation
Aug 29Chief Compliance OfficerTaurus Capital FundingMaitland, FL

Position Description: This position is for Registered Principal and Chief Compliance Officer of a small Broker-Dealer firm, exclusively involved in Real Estate Securities (limited... more

Sep 17Sr. Broker Dealer Customer Service Rep (FINRA Series 6 or 7 license required)MetLifeNew Jersey

Job Summary: Senior level job which provides assistance to sales representatives, other sales personnel and external clients by answering toll free 800 phones lines, servicing a... more

Sep 12Financial Advisor AAA PA Life/Health, FINRA - DIRECT HIREVolt Information SciencesWilliamsport, PA

Financial Advisor - DIRECT HIRE - Williamsport, PA With PA Life and Health Insurance Licenses FINRA Series 6 and/or 7 AND 63, 65, and/or 66 Volt Workforce Solutions has a Direct... more

Sep 07Director, Corporate RecordsFinra - Financial Industry Regulatory AuthorityRockville, MD

We Work to Protect Investors Join our Team FINRA is seeking a wellqualified individual for our Director Corporate Records opening in Rockville MD To be considered for this... more

Sep 24Branch Officer Examiner - Broker - Dealer FINRAMemberRosenthal RecruitingNew York, NY

Review of branch office records, completed questionnaires and branch operating procedures to ascertain compliance with Firm policies and procedures, SRO Rule and... more

Sep 22Branch Office ExaminerBroker - DealerFinra MemberNew York, NY

Responsibilities include: *Review of branch office records, completed questionnaires and branch operating procedures to ascertain compliance with Firm policies and procedures, SRO... more

Sep 21Personal Banker - West Hills, CA (FINRA 6/63 CA Insurance Licenses Preferred)JPMorgan ChaseCalifornia

Personal Banker - West Hills, CA (FINRA 6/63 CA Insurance Licenses Preferred)-120054742 Job Description Play a vital role in the customer banking experience at Chase! As part of... more

Sep 21Independent Financial AdvisorPlace Trade Financial, Inc. (member Finra, Sipc)North Carolina

Whether you are breaking out on your own or you wish to join a nationally recognized team we would like to hear from you! Place Trade Financial, Inc. (Member FINRA, SIPC, and a... more

Sep 21FINRA Arbitration attorneyLa Jolla, CA

Non-profit safety organization, with stipulated donation to regain losses to donor due to E Trade fraud, seeks an attorney. Case has been filed, and is in progress, and in process... more

Sep 19Personal Banker - West Los Angeles, CA (FINRASeries 6/63 & CA Insurance Licenses Preferred)ChaseWest Los Angeles, CA

Play a vital role in the customer banking experience at Chase! As part of JPMorgan Chase, a leading global financial services firm, Chase has over 5,200 locations where our... more

Sep 11Financial Advisor - PA Life/Health, FINRA - DIRECT HIREVolt Information SciencesJohnstown, PA

Financial Advisor - PA Life/Health, FINRA - DIRECT HIRE Posted on:09/11/12 Job Number: 300282-9766-1-308722 Add to Cart Email to a Friend Location: Johnstown, PA Description:... more

Sep 11Financial Advisor PA Life/Health, FINRAVolt Information SciencesJohnstown, PA

Financial Advisor - DIRECT HIRE - Johnstown, PA With PA Life and Health Insurance Licenses FINRA Series 6 and/or 7 AND 63, 65, and/or 66 Volt Workforce Solutions has a Direct... more

Sep 07OUTBOUND TELESALES (FINRA Series 6 Lic./$40K Salary + Bonus)Mutual of AmericaBoca Raton, FL

If you are looking for a reputable, stable financial services company to start your career with, this is a great, entry-level opportunity for a FINRA Series 6 or Series 7 licensed... more

Sep 06Temporary FINRA/Broker Dealer Litigation AttorneyPetersan Legal TempsNew York, NY

Collegial midtown firm seeks an mid to senior level litigation attorney on a long term temporary basis. Significant experience with FINRA arbitrations and related matters required... more

Aug 28Personal Banker - 55 Water Street - Manhattan -FINRA Licenses a PlusJPMorgan ChaseNew York, NY

Play a vital role in the customer banking experience at Chase! As part of JPMorgan Chase, a leading global financial services firm, Chase has over 5,200 locations where our... more

Sep 24Stock Broker TraineeHfp Capital MarketsNew York, NY

seeking qualified candidate for full time Stockbroker Trainee Position. Full ... sales training to become a Fully Licensed Stockbroker. We will provide: All necessary...more

Sep 24Copy of Copy of Stock Broker TraineeHfp Capital MarketsNew York, NY

seeking qualified candidate for full time Stockbroker Trainee Position. Full ... sales training to become a Fully Licensed Stockbroker. We will provide: All necessary...more

Sep 21Stock Broker / Financial AdvisorVfinance InvestmentsMiami, FL

Description: We are currently recruiting Stockbroker trainees for our office in downtown Miami. This is an excellent career changing opportunity. Hard work and a very strong work... more

Sep 15StockbrokerEdward JonesVallejo, CA

Edward Jones provides exceptional opportunities for experienced financial advisors, brokers or proven performers from other careers looking to get into the financial services... more

Sep 14Sr. Investor Relations AnalystContinental ResourcesOklahoma City, OK

Job Title: Sr. Investor Relations Analyst Department: Investor Relations SUMMARY This is a key senior analyst role making strategic contributions to the development and execution... more

Sep 12Stockbroker Trainee PositionNew York, NY

seeking qualified candidate for full time Stockbroker Trainee Position. Full sponsorship for Series 7 & 63 exams. You will be working alongside seasoned industry veterans. more

Sep 07Branch StockbrokerTraineeSilverdale, WA

is to work towards a promotion to Branch Stockbroker. The Trainee operates as a team member to support clients and brokers. All duties and responsibilities are performed while... more

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