An irreverent Wall Street Blog
by Bill Singer

EMPLOYMENT TUESDAY at BrokeAndBroker.com

March 25, 2013

EMPLOYMENT TUESDAY AT BROKEANDBROKER.COM

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Mar 23Sr. Broker Dealer Customer Service Rep (FINRA Series 6 or 7 license required)MetLifeNew Jersey

Job Summary: Senior level job which provides assistance to sales representatives, other sales personnel and external clients by answering toll free 800 phones lines, servicing a... more

Mar 23Project Manager, Credit Regulation - Member Regulation, ROORFinraNew York, NY

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Project Manager, Credit Regulation opening in New York, NY. To be considered for... more

Mar 22Customer Service Coordinator IV - Vendor ServicesFinraRockville, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Customer Service Coordinator IV- Vendor Services opening in Rockville, MD To be... more

Mar 22Advisor Services Relationship Manager - Series 6 FINRA LicenseVolt Workforce SolutionsPhoenix, AZ

Advisor Services Relationship Manager - Financial Services Industry Series 6 Securities (FINRA) License Required Our Client, a Financial Services firm in Phoenix, AZ, is seeking... more

Mar 22FINRA Legal Extern (Unpaid)FinraPhiladelphia, PA

We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for ourLegal Externopening in Philadelphia, Pennsylvania. To be considered for this... more

Mar 22FINRAUndergraduate/Graduate Intern, HR CompensationFinancial Industry Regulatory AuthorityRockville, MD

Title: FINRA Undergraduate/Graduate Intern, HR Compensation - Rockville, MD Location: null Other Locations: null We Work to Protect Investors. Join our Team. 2013 Summer... more

Mar 22FINRA Extern (Unpaid)FinraBoston, MA

We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Legal Extern opening in Boston, Massachusetts . To be considered for this... more

Mar 22Advisor Services Relationship Manager - Series 6 FINRA LicenVolt Workforce SolutionsPhoenix, AZ

Advisor Services Relationship Manager - Series 6 FINRA License Posted on:03/21/13 Job Number: 304083-9438-1-323274 Add to Cart Email to a Friend Location: Phoenix, AZ Description:... more

Mar 22Regulatory Analyst - OFDMI-FraudFinraRockville, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Regulatory Analyst -Fraud opening in Rockville, MD . To be considered for this... more

Mar 21FINRAUndergraduate/Graduate Intern, HR CompensationFinraRockville, MD

We Work to Protect Investors. Join our Team. 2013 Summer Internship Program FINRA is dedicated to providing you an internship opportunity to gain knowledge and experience in the... more

Mar 21Investment Customer Service Rep I - Broker Service Center - FINRASeries 7 RequiredArrow SecurityChicago, IL

Title: Investment Customer Service Rep I - Broker Service Center - FINRA Series 7 Required - Chicago, IL Location: US-IL-Chicago-300 South Riverside / 10574 Job Number: 130015627... more

Mar 20Sr. Broker Dealer Customer Service Rep (FINRA Series 6 or 7MetLifeSomerset, NJ

Job Title: Sr. Broker Dealer Customer Service Rep (FINRA Series 6 or 7 license required) Job ID: 70546 Location: New Jersey Full/Part Time: Full-Time Regular/Temporary: Regular... more

Mar 16FINRA Intern - OGC, Code of Conduct & AppellateFinancial Industry Regulatory AuthorityWashington, DC

Title: FINRA Intern - OGC, Code of Conduct & Appellate - Washington, DC Location: null Other Locations: null We Work to Protect Investors. Join our Team. 2013 Summer Internship... more

Mar 16FINRA Investigative Extern (UNPAID), EnforcementFinraBoca Raton, FL

We Work to Protect Investors. Join our Team. We are seeking a well-qualified individual for an Investigative Externship in the Enforcement Department of our Boca Raton, FL office. more

Mar 12Sr. Business Development Officer (FINRA Series 65 Needed) CharlotteAnuva Resource SolutionsGreenville, NC

Company Description: Consumer Goods Manufacturing Job Description: Sr. Business Development Officer (FINRA Series 65 Needed) Charlotte NC Financial Services - Investment... more

Mar 12Sr. Business Development Officer (FINRA Series 65 Needed) Charlotte NCAnuva Resource SolutionsRichmond, KY

Company Description: Consumer Goods Manufacturing Job Description: Sr. Business Development Officer (FINRA Series 65 Needed) Charlotte NC Financial Services - Investment... more

Mar 10FINRA Extern, Member Regulation (UNPAID)Financial Industry Regulatory AuthorityLos Angeles, CA

Title: FINRA Extern, Member Regulation (UNPAID) - Los Angeles, CA Location: null Other Locations: null We Work to Protect Investors. Join our Team. 2013 Summer Externship Program:... more

Mar 09FINRA Extern, Member Regulation (UNPAID)FinraLos Angeles, CA

We Work to Protect Investors. Join our Team. 2013 Summer Externship Program: FINRA is dedicated to providing you an internship opportunity to gain knowledge and experience in the... more

Mar 07FINRA Extern (unpaid) Chicago Equities - Market SurveillanceFinraChicago, IL

We Work to Protect Investors. Join our Team . 2013 Summer Externship Program FINRA is seeking a well qualified individual for our Extern opening in Chicago, IL. The Chicago... more

Mar 04FINRA Extern - (unpaid) OmbudsmanFinancial Industry Regulatory AuthorityRockville, MD

Title: FINRA Extern - (unpaid) Ombudsman - Rockville, MD Location: null Other Locations: null We Work to Protect Investors. Join our Team. The Financial Industry Regulatory... more

Mar 03FINRA Legal Extern, Enforcement (UNPAID)FinraDallas, TX

We Work to Protect Investors. Join our Team. 2013 Summer Externship Program: FINRA is dedicated to providing you an internship opportunity to gain knowledge and experience in the... more

Mar 02FINRA Compliance AnalystPaychexCulver City, CA

Title: FINRA Compliance Analyst Location: California-Culver City With headquarters in Rochester, NY, Paychex, Inc. has more than 100 offices and serves approximately 554,000... more

Mar 01FINRA Compliance AssociatePIMCONew York, NY

Position Description Individual will be responsible for providing compliance support for broker-dealer related activities, reporting to the Senior Compliance Officer in the NY... more

Mar 19Hedge Fund & Alt. Investment Sales & Marketing, Stockbroker, Financial AdvisorNociPalm Beach, FL

Fund & Alt. Investment Sales & Marketing, Stockbroker, Financial Advisor Need Experienced Hedge Fund or Private Equity Capital Raiser looking to make the transition into 3d... more

Mar 19Stockbroker, Hedge Fund, Alt. Investment Sales, Wealth AdviserNociHartford, CT

Stockbroker, Hedge Fund, Alt. Investment Sales, Wealth Adviser Need Experienced Hedge Fund or Private Equity Capital Raiser looking to make the transition into 3d...more

Mar 16Stockbroker/stockbrokerTrainee/financial AdvisorNsm SecuritiesWest Palm Beach, FL

Financial Advisor, Advisor, Finance Advisor, StockBroker, Stocks, Broker, Financial Broker, StockBroker Trainee, Stock Broker Training Requirements Submit Resume and Please... more

Mar 14Stockbrokers - New IndustryEverest Merchant ServicesNew York, NY

Company Description: EVEREST MERCHANT SERVICES is a leading provider of specialized yet affordable credit card processing solutions for a vast array of processing requirements. We... more

Mar 14Branch StockbrokerScottradeOklahoma City, OK

to facilitate a healthy path to success. Stockbroker Priorities: Use business development techniques to strengthen client relationships Act as a total solutions provider using... more

Mar 05Stockbroker Trainee - Training providedFinancial Services FirmNew York, NY

We are a mid size boutique firm based on Wall Street in Manhattan. We are looking for hardworking individuals who have an interest in pursuing a career in Finance. This is a full... more

Mar 05Stockbroker TraineeFinancial Services FirmNew York, NY

We are a mid size boutique firm based on Wall Street in Manhattan. We are looking for hardworking individuals who have an interest in pursuing a career in Finance. This is a full... more

Mar 03StockbrokerNyc Law FirmBay City, MI

Stockbroker Location:Bay City, MI Job ID:9365 Edward Jones provides exceptional opportunities for experienced financial advisors, brokers or proven performers from other careers... more

Mar 03Financial Advisor/StockbrokerMorgan WilshireGarden City, NY

Financial Advisor/Stockbroker Do you have your Series 7 and are looking for the right firm to call home?When you are only involved in one area of the market, what if it does not... more

Mar 02Stockbroker TraineeNew York, NY

We are a mid size boutique firm based on Wall Street in Manhattan. We are looking for hard working individuals who have an interest in pursuing a career in Finance. This is a full... more

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