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by Bill Singer

EMPLOYMENT TUESDAY at BrokeAndBroker.com

July 16, 2013

EMPLOYMENT TUESDAY AT BROKEANDBROKER.COM
Stockbroker, Compliance, Legal, and Regulatory Jobs

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Jul 10Stockbroker TraineeCommerce One FinancialUniondale, NY

applications for a limited number of stockbroker trainee positions. Whether ... Services Industry! As a Commerce One Stockbroker you can run your business,...more

Jul 09Stockbrokers - New IndustryEverest Merchant ServicesNew York, NY

Company Description: EVEREST MERCHANT SERVICES is a leading provider of specialized yet affordable credit card processing solutions for a vast array of processing requirements. We... more

Jul 05Financial Advisor/StockbrokerMorgan WilshireGarden City, NY

Financial Advisor/Stockbroker Do you have your Series 7 and are looking for the right firm to call home?When you are only involved in one area of the market, what if it does not... more

Jul 12Investment Customer Service Rep I - Broker Service Center - FINRASeries 7 RequiredJPMorgan ChaseChicago, IL

Title: Investment Customer Service Rep I - Broker Service Center - FINRA Series 7 Required - Chicago, IL Location: US-IL-Chicago-300 South Riverside / 10574 Job Number: 130058501... more

Jul 10Investment Customer Service Rep I - Broker Service Center - FINRASeries 7 RequiredChaseIllinois

Chase is a leader in the financial services industry, providing banking, mortgages, credit cards, loans, payment processing and investment services to 50 million customers - 1 out... more

Jul 09FINRA Compliance OfficerSicor SecuritiesDayton, OH

Company Description: Job Description: Sicor Securities, Inc. is searching for a Compliance Officer who will have the general responsibility of monitoring the daily activities of... more

Jul 06Private Client Group Relationship Manager (FINRA licensed) - Frederick | PNC BankOut and EqualCalifornia

US - MD - Frederick, As a Relationship Manager for PNC's Private Client Group, you will be part of a successful and growing organization with a strong commitment to leadership in... more

Jul 04FINRA Specialist Job ID: 20130207ScottradeSt Louis, MO

FINRA Specialist Job ID: 20130207-7503 Description: The main purpose of this position is to process associate data changes related to licensing and FINRA and to administer the... more

Jul 03FINRA Specialist JobScottradeSt Louis, MO

Job ID: 20130207-7503 Description: The main purpose of this position is to process associate data changes related to licensing and FINRA and to administer the FINRA registration... more

Jul 02Senior Vice President & Regional Director, Member Regulation, Sales Practice - Boca Raton, FL( Job Number: 002601)FinraLauderdale, MN

Job Summary: Lead, manage and direct the overall operations of the South Region's District Offices, including its core regulatory programs pursuant to FINRA guidelines and... more

Jul 02Senior Vice President & Regional Director, Member Regulation, Sales PracticeFinraBoca Raton, FL

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Senior Vice President and Regional Director opening in Boca Raton, FL . To be... more

Jul 01Compliance Examiner - Sales PracticeFinraJericho, NY

We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Compliance Examiner opening in Jericho, NY . To be considered for this position,... more

ul 09FINRA Legal Extern, Enforcement (UNPAID)FinraJericho, NY

We Work to Protect Investors. Join our Team. FINRA is seeking well qualified individuals for our Legal Externship - Department of Enforcement in Jericho, NY. To be considered... more

Jul 09Investment Customer Service Rep I - Broker Service Center - FINRASeries 7 Required - ChicagoJPMorgan ChaseIllinois

Investment Customer Service Rep I - Broker Service Center - FINRA Series 7 Required - Chicago, IL-130058501 Job Description Chase is a leader in the financial services... more

Jul 08Private Client Group Relationship Manager (FINRA licensed) - Frederick (153398)PNCFrederick, MD

As a Relationship Manager for PNC's Private Client Group, you will be part of a successful and growing organization with a strong commitment to leadership in the affluent... more


(Thomson Reuters)
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