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by Bill Singer

EMPLOYMENT TUESDAY at BrokeAndBroker.com

August 13, 2013

EMPLOYMENT TUESDAY AT BROKEANDBROKER.COM
Stockbroker, Compliance, Legal, and Regulatory Jobs

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Aug 11Branch StockbrokerScottradeCleveland, OH

Branch Stockbroker - Cleveland, OH Job ID: 20130105-7221 Description: Your Future: Our ... to facilitate a healthy path to success. Stockbroker Priorities: * Use business... more

Aug 05Financial Advisor/StockbrokerMorgan WilshireGarden City, NY

Financial Advisor/Stockbroker Do you have your Series 7 and are looking for the right firm to call home?When you are only involved in one area of the market, what if it does not... more

Aug 04Stockbroker Trainees Established broker-dealer welcomingtraineesPoughkeepsie, NY

Stockbroker Trainees Established broker-dealer welcomingtrainees! Get yourSeries 7 license with us. Exciting work environment in NYC. Great support. High Series 7 pass ratio.Fwd... more

Aug 12FINRA Legal Extern, Enforcement (UNPAID)FinraJericho, NY

We Work to Protect Investors. Join our Team. FINRA is seeking well qualified individuals for our Legal Externship - Department of Enforcement in Jericho, NY. To be considered... more

Aug 12Regional Counsel EnforcementFinraDallas, TX

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our <Regional Attorney opening in Dallas, TX. To be considered for this position,... more

Aug 11Financial AdvisorStockbrokerEdward JonesKansas City, MO

Edward Jones provides exceptional opportunities for experienced financial advisors, brokers or proven performers from other careers looking to get into the financial services... more

Aug 09Senior Customer Service Representativev (with valid FINRA Series 6 Licence)Exlservice HoldingsRichmond, VA

EXL looks deeper. Deeper into your business to find smarter solutions and clearer strategies for a better business model. We believe that businesses must look deeper at how they... more

Aug 09Stockbroker TraineeCommerce One Financial USUniondale, NY

Job Description:What distinguishes highly successful people is their ability to capitalize on the right opportunity when it presents itself. The Financial Industry is growing and... more

Aug 08Investment Customer Service Rep I - Broker Service Center - FINRASeries 7 Required - ChicagoJPMorgan ChaseIllinois

Investment Customer Service Rep I - Broker Service Center - FINRA Series 7 Required - Chicago, IL-130064619 Job Description Chase is a leader in the financial services... more

Aug 06Service CenterStockbroker (NC92927A)Research Recruiting AssociationAsheville, NC

A member of the Research Recruiting Association in the Financial Services industry is seeking a full time Service Center Stockbroker. The member company offers the following... more

Aug 02Private Client Group Relationship Manager (FINRA licensed) - Frederick (153398)PNCFrederick, MD

As a Relationship Manager for PNC's Private Client Group, you will be part of a successful and growing organization with a strong commitment to leadership in the affluent... more

Aug 11Branch StockbrokerScottradeCleveland, OH

Branch Stockbroker - Cleveland, OH Job ID: 20130105-7221 Description: Your Future: Our Stockbrokers are the force driving Scottrade's financial services network. Brokers partner... more

Aug 10Compliance Examiner - Member Regulation, Sales PracticeFinraNew York, NY

DESCRIPTION/RESPONSIBILITIES: We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Compliance Examiner opening in New York, NY. To be... more

Aug 07Regulatory Analyst - Market Regulation, Options RegulationFinraNew York, NY

DESCRIPTION/RESPONSIBILITIES: We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Regulatory Analyst opening in New York, NY. To be... more

Aug 04Associate Systems Analyst IFinraNew York, NY

DESCRIPTION/RESPONSIBILITIES: We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Associate Systems Analyst I opening in New York,... more

Aug 02STOCKBROKER TRAINEE Get your Series 7Long Island, KS

STOCKBROKER TRAINEE Get your Series 7. Fwd resume w/subj Training. recruiting@andrewgarrett.com WEB ID ND17127041 Source - Newsday more

Aug 02Attorney I - Member Regulation, Sales Practice PolicyFinraNew York, NY

DESCRIPTION/RESPONSIBILITIES: We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Attorney I opening in New York, NY. To be... more

Aug 11Investment Customer Service Rep I - Broker Service Center - FINRASeries 7 RequiredJPMorgan ChaseChicago, IL

Title: Investment Customer Service Rep I - Broker Service Center - FINRA Series 7 Required - Chicago, IL Location: US-IL-Chicago-300 South Riverside / 10574 Job Number: 130064619... more

Aug 11FINRA Specialist Job ID: 20130207ScottradeSt Louis, MO

FINRA Specialist Job ID: 20130207-7503 Description: The main purpose of this position is to process associate data changes related to licensing and FINRA and to administer the... more

Aug 09Investment Customer Service Rep I - Broker Service Center - FINRASeries 7 RequiredChaseChicago, IL

Chase is a leader in the financial services industry, providing banking, mortgages, credit cards, loans, payment processing and investment services to 50 million customers - 1 out... more

Aug 09Compliance Examiner - Member Regulation - San Francisco, CA( Job Number: 002689)FinraFrancisco, IN

Examiners review or investigate risk areas of broker-dealers, and allegations of wrong-doing or other non-compliant conduct to protect investors and ensure the integrity of the... more

Aug 05Financial Advisor/StockbrokerMorgan WilshireGarden City, NY

Financial Advisor/Stockbroker Do you have your Series 7 and are looking for the right firm to call home?When you are only involved in one area of the market, what if it does not... more

Aug 04Stockbroker Trainees Established broker-dealer welcomingtraineesPoughkeepsie, NY

Stockbroker Trainees Established broker-dealer welcomingtrainees! Get yourSeries 7 license with us. Exciting work environment in NYC. Great support. High Series 7 pass ratio.Fwd... more

Aug 01FINRA (Unpaid) Extern - OFDMI - Central Review GroupFinancial Industry Regulatory AuthorityNew York, NY

Title: FINRA (Unpaid) Extern - OFDMI - Central Review Group - New York, NY Location: null Other Locations: null We Work to Protect Investors. Join our Team. The Financial Industry... more

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