Sep 23 | Senior Developer - Rockville, MD - Contractor Conversion | Finra | Rockville, MD |
We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Senior Developer opening in Rockville, MD . To be considered for this position,... more | |||
Sep 23 | Stockbrokers - New Industry | Everest Merchant Services | New York, NY |
EMS is one of the largest credit card processing firms in the US and is seeking seasoned, aggressive, dynamic stockbrokers and traders that are looking to regain the financial... more | |||
Sep 22 | Sr. Continuing Education Coordinator | Finra | New York, NY |
DESCRIPTION/RESPONSIBILITIES: We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Senior Continuing Education Coordinator opening in... more | |||
Sep 21 | Hedge Fund & Alt. Investment Sales & Marketing, Stockbroker, Financial Advisor | Noci | Palm Beach, FL |
Hedge Fund & Alt. Investment Sales & Marketing, Stockbroker, Financial Advisor Need Experienced Hedge Fund or Private Equity Capital Raiser looking to make the transition into 3d... more | |||
Sep 21 | Stockbroker, Hedge Fund, Alt. Investment Sales, Wealth Adviser | Noci | Hartford, CT |
Stockbroker, Hedge Fund, Alt. Investment Sales, Wealth Adviser Need Experienced Hedge Fund or Private Equity Capital Raiser looking to make the transition into 3d...more | |||
Sep 20 | Lead SCM/Build Engineer - Rockville, MD - Contractor Conversion | Finra | Rockville, MD |
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our lead Software Configuration Manager/Build Engineer opening in Rockville, MD . To... more | |||
Sep 19 | Psychometrician | Finra | Rockville, MD |
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Psychometrician opening in Rockville, MD. To be considered for this position,... more | |||
Sep 18 | FINRA Legal Extern, Enforcement (UNPAID) | Financial Industry Regulatory Authority | Jericho, NY |
Title: FINRA Legal Extern, Enforcement (UNPAID) - Jericho, NY Location: null Other Locations: null We Work to Protect Investors. Join our Team. FINRA is seeking well qualified... more | |||
Sep 18 | Investment Customer Service Rep I - Broker Service Center - FINRASeries 7 Required | JPMorgan Chase | Chicago, IL |
Title: Investment Customer Service Rep I - Broker Service Center - FINRA Series 7 Required - Chicago, IL Location: US-IL-Chicago-300 South Riverside / 10574 Job Number: 130081831... more | |||
Sep 18 | Investment Services Customer Service Rep (FINRA Series 7 & 63) - Wealth Mgmt - Sourcing Req - San An | JPMorgan Chase | San Antonio, TX |
Title: Investment Services Customer Service Rep (FINRA Series 7 & 63) - Wealth Mgmt - Sourcing Req - San Antonio, TX Location: US-TX-San Antonio-WM2198 Stone Oak Bldg A / 42808... more | |||
Sep 17 | FINRA Series 6/7 Licensed Call Center Pros Needed | Staffmark | Dallas, TX |
If you hold a Series 6 or 7 license and love helping people this is the job for you! Call Center professionals will be responding to customer#39;s questions and requests,... more | |||
Sep 17 | FINRA Extern (Unpaid) Member Regulation-Sales Practice | Financial Industry Regulatory Authority | Woodbridge, NJ |
Title: FINRA Extern (Unpaid) Member Regulation-Sales Practice - Woodbridge, NJ Location: null Other Locations: null We Work to Protect Investors. Join our Team. FINRA is seeking... more | |||
Sep 16 | FINRA Series 6 or 7 License / Call Center Pro | Staffmark | Dallas, TX |
Now Hiring: Call Center Professionals with Investment/Insurance Experience MUST HAVE FINRA Series 6 or 7 license TEMP to HIRE!!! Excellent Temp to Hire position in the Dallas area... more | |||
Sep 16 | FINRA Extern - (unpaid) Ombudsman | Financial Industry Regulatory Authority | Rockville, MD |
Title: FINRA Extern - (unpaid) Ombudsman - Rockville, MD Location: null Other Locations: null We Work to Protect Investors. Join our Team. The Financial Industry Regulatory... more | |||
Sep 15 | FINRA Compliance Officer | Sicor Securities | Dayton, OH |
Sicor Securities, Inc. is searching for a Compliance Officer who will have the general responsibility of monitoring the daily activities of this broker-dealer firm and assist with... more | |||
Sep 13 | Former Stockbrokers, Commodities, Metals etc. | Geocommand | Boca Raton, FL |
You will be talking to your existing contacts as well as leads that we generate for you in our Boca Raton offices. You will be discussing an exciting investment opportunity in a... more | |||
Sep 12 | Stockbroker Internship | National Securities | New York, NY |
Description: Find clients and grow relationships Stock, Mutual Funds, & ETFs Options Strategies Bonds & Fixed Investments Life Insurance & Variable Annuities Retirement Programs... more | |||
Sep 10 | Investment Customer Service Rep I - Broker Service Center - FINRASeries 7 Required | Chase | Chicago, IL |
Chase is the U.S. consumer and commercial banking business of JPMorgan Chase Co. (NYSE: JPM), a leading global financial services firm with assets of $2.3 trillion and operations... more | |||
Sep 05 | Stockbroker / Account Executive | DMG Securities | Washington, DC |
This sales position entails building and servicing clientele, keeping clients abreast of pertinent market information, maintaining an in-depth understanding of the wide variety of... more | |||
Sep 05 | Financial Advisor/Stockbroker | Morgan Wilshire | Garden City, NY |
Financial Advisor/Stockbroker Do you have your Series 7 and are looking for the right firm to call home?When you are only involved in one area of the market, what if it does not... more |
Sep 23 | Stockbrokers - New Industry | Everest Merchant Services | New York, NY |
EMS is one of the largest credit card processing firms in the US and is seeking seasoned, aggressive, dynamic stockbrokers and traders that are looking to regain the financial... more | |||
Sep 21 | Hedge Fund & Alt. Investment Sales & Marketing, Stockbroker, Financial Advisor | Noci | Palm Beach, FL |
Fund & Alt. Investment Sales & Marketing, Stockbroker, Financial Advisor Need Experienced Hedge Fund or Private Equity Capital Raiser looking to make the transition into 3d... more | |||
Sep 21 | Stockbroker, Hedge Fund, Alt. Investment Sales, Wealth Adviser | Noci | Hartford, CT |
Stockbroker, Hedge Fund, Alt. Investment Sales, Wealth Adviser Need Experienced Hedge Fund or Private Equity Capital Raiser looking to make the transition into 3d...more | |||
Sep 05 | Financial Advisor/Stockbroker | Morgan Wilshire | Garden City, NY |
Financial Advisor/Stockbroker Do you have your Series 7 and are looking for the right firm to call home?When you are only involved in one area of the market, what if it does not... more | |||
Sep 05 | Stockbroker / Account Executive | DMG Securities | Washington, DC |
This sales position entails building and servicing clientele, keeping clients abreast of pertinent market information, maintaining an in-depth understanding of the wide variety of... more |
When considering an appeal questioning FINRA's denial of an expungement request, the SEC seems to have approached its deliberation as a cat toying wit... Read On
A public customer filed a FINRA Arbitration Statement of Claim against Wells Fargo Advisors and asked for no less than $100,000 in damages. The arbitr... Read On