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by Bill Singer

EMPLOYMENT TUESDAY at BrokeAndBroker.com

January 7, 2014

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Stockbroker, Compliance, Legal, and Regulatory Jobs

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Jan 06Stockbrokers - New IndustryEverest Merchant ServicesNew York, NY

EMS is one of the largest credit card processing firms in the US and is seeking seasoned, aggressive, dynamic stockbrokers and traders that are looking to regain the financial... more

Jan 01StockbrokerPendulum Capital MarketsHackensack, NJ

Pendulum Capital is a full service firm with a high energy environment that will support you in growing your business and a team if you so desire. Restaurants and gym facilities... more

Jan 07Stockbroker Internship |National SecuritiesNew York, NY

Description: Find clients and grow relationships Stock, Mutual Funds, & ETFs Options Strategies Bonds & Fixed Investments Life Insurance & Variable Annuities Retirement Programs... more

Jan 06Service CenterStockbroker (2-2927FL)Recruit GaapDoral, FL

The Financial Services industry is seeking a full-time Service Center Stockbroker for the Doral, FL area. Starting wage or salary up to $15 per Hour. Job Code: 2-2927FL.more

Jan 06Writer with knowledge ofStockbroking & Merger and AcquisitionsCalifornia

Need a consultant who have advise on M&A matters. Script will center around a corporate intelligence investigation into a complicated hostile takeover. more

Jan 03FINRA Undergraduate Intern, Emerging Regulatory Issues - WashingtonFinancial Industry Regulatory AuthorityWashington D.c., DC

Title: FINRA Undergraduate Intern, Emerging Regulatory Issues - Washington, DC Location: null Other Locations: null We Work to Protect Investors. Join our Team. 2014 Summer... more

Jan 03FINRAUndergraduate/Graduate Intern, Member RegulationFinancial Industry Regulatory AuthorityBoca Raton, FL

Title: FINRA Undergraduate/Graduate Intern, Member Regulation - Boca Raton, FL Location: null Other Locations: null We Work to Protect Investors. Join our Team. 2014 Summer... more

Jan 02Broker Dealer Principal (FINRA Series 6 and 26 license required)MetLifeCharlotte, NC

Functional Responsibilities: * Intermediate subject matter expertise. Works independently * Review and approves new account applications from broker dealer distribution channels... more

Jan 06FINRA Undergraduate Intern, Emerging Regulatory Issues - WashingtonFinraWashington D.c., DC

We Work to Protect Investors. Join our Team. 2014 Summer Internship Program FINRA is dedicated to providing you with an internship opportunity to gain knowledge and experience... more

Jan 06FINRA Registered Representative Customer Care ProfLincoln Financial GroupGreensboro, NC

Job Location: Greensboro, NC Job ID: 14-0016-1 Part Time : No Description About The Company Lincoln Financial Group is a Fortune 500 company offering a diverse range of... more


Jan 06Stockbrokers - New IndustryEverest Merchant ServicesNew York, NY

EMS is one of the largest credit card processing firms in the US and is seeking seasoned, aggressive, dynamic stockbrokers and traders that are looking to regain the financial... more

Jan 05FINRA Legal Intern, EnforcementFinancial Industry Regulatory AuthorityBoca Raton, FL

Title: FINRA Legal Intern, Enforcement - Boca Raton, FL Location: null Other Locations: null We Work to Protect Investors. Join our Team. 2014 Summer Internship Program FINRA is... more

Jan 03FINRA Undergraduate Intern, OGC Code of Conduct - WashingtonFinancial Industry Regulatory AuthorityWashington D.c., DC

Title: FINRA Undergraduate Intern, OGC Code of Conduct - Washington, DC Location: null Other Locations: null We Work to Protect Investors. Join our Team. 2014 Summer Internship... more

Jan 03FINRAUndergraduate/Graduate Intern, EnforcementFinancial Industry Regulatory AuthorityRockville, MD

Title: FINRA Undergraduate/Graduate Intern, Enforcement - Rockville, MD Location: null Other Locations: null We Work to Protect Investors. Join our Team. 2014 Summer Internship... more

Jan 02FINRAUndergraduate/Graduate Intern, Regulatory Programs - WashingtonFinancial Industry Regulatory AuthorityWashington D.c., DC

Title: FINRA Undergraduate/Graduate Intern, Regulatory Programs - Washington, DC Location: null Other Locations: null We Work to Protect Investors. Join our Team. 2014 Summer... more

Jan 01Senior Systems Administrator/Engineer - Rockville, MD - Contractor ConversionFinraRockville, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Senior Systems Administrator/Engineer opening in Rockville, MD . To be considered... more

Jan 01StockbrokerPendulum Capital MarketsHackensack, NJ

Pendulum Capital is a full service firm with a high energy environment that will support you in growing your business and a team if you so desire. Restaurants and gym facilities... more

Jan 01Principal - TechnologyFinraRockville, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Principal opening in Rockville, MD. To be considered for this position, please... more

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