An irreverent Wall Street Blog
by Bill Singer
by Bill Singer
EMPLOYMENT TUESDAY at BrokeAndBroker.com
January 7, 2014
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Stockbroker, Compliance, Legal, and Regulatory Jobs
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| Jan 06 | Stockbrokers - New Industry | Everest Merchant Services | New York, NY |
EMS is one of the largest credit card processing firms in the US and is seeking seasoned, aggressive, dynamic stockbrokers and traders that are looking to regain the financial... more | |||
| Jan 01 | Stockbroker | Pendulum Capital Markets | Hackensack, NJ |
Pendulum Capital is a full service firm with a high energy environment that will support you in growing your business and a team if you so desire. Restaurants and gym facilities... more | |||
| Jan 07 | Stockbroker Internship | | National Securities | New York, NY |
Description: Find clients and grow relationships Stock, Mutual Funds, & ETFs Options Strategies Bonds & Fixed Investments Life Insurance & Variable Annuities Retirement Programs... more | |||
| Jan 06 | Service CenterStockbroker (2-2927FL) | Recruit Gaap | Doral, FL |
The Financial Services industry is seeking a full-time Service Center Stockbroker for the Doral, FL area. Starting wage or salary up to $15 per Hour. Job Code: 2-2927FL.more | |||
| Jan 06 | Writer with knowledge ofStockbroking & Merger and Acquisitions | California | |
Need a consultant who have advise on M&A matters. Script will center around a corporate intelligence investigation into a complicated hostile takeover. more | |||
| Jan 03 | FINRA Undergraduate Intern, Emerging Regulatory Issues - Washington | Financial Industry Regulatory Authority | Washington D.c., DC |
Title: FINRA Undergraduate Intern, Emerging Regulatory Issues - Washington, DC Location: null Other Locations: null We Work to Protect Investors. Join our Team. 2014 Summer... more | |||
| Jan 03 | FINRAUndergraduate/Graduate Intern, Member Regulation | Financial Industry Regulatory Authority | Boca Raton, FL |
Title: FINRA Undergraduate/Graduate Intern, Member Regulation - Boca Raton, FL Location: null Other Locations: null We Work to Protect Investors. Join our Team. 2014 Summer... more | |||
| Jan 02 | Broker Dealer Principal (FINRA Series 6 and 26 license required) | MetLife | Charlotte, NC |
Functional Responsibilities: * Intermediate subject matter expertise. Works independently * Review and approves new account applications from broker dealer distribution channels... more | |||
| Jan 06 | FINRA Undergraduate Intern, Emerging Regulatory Issues - Washington | Finra | Washington D.c., DC |
We Work to Protect Investors. Join our Team. 2014 Summer Internship Program FINRA is dedicated to providing you with an internship opportunity to gain knowledge and experience... more | |||
| Jan 06 | FINRA Registered Representative Customer Care Prof | Lincoln Financial Group | Greensboro, NC |
Job Location: Greensboro, NC Job ID: 14-0016-1 Part Time : No Description About The Company Lincoln Financial Group is a Fortune 500 company offering a diverse range of... more | |||
| Jan 06 | Stockbrokers - New Industry | Everest Merchant Services | New York, NY |
EMS is one of the largest credit card processing firms in the US and is seeking seasoned, aggressive, dynamic stockbrokers and traders that are looking to regain the financial... more | |||
| Jan 05 | FINRA Legal Intern, Enforcement | Financial Industry Regulatory Authority | Boca Raton, FL |
Title: FINRA Legal Intern, Enforcement - Boca Raton, FL Location: null Other Locations: null We Work to Protect Investors. Join our Team. 2014 Summer Internship Program FINRA is... more | |||
| Jan 03 | FINRA Undergraduate Intern, OGC Code of Conduct - Washington | Financial Industry Regulatory Authority | Washington D.c., DC |
Title: FINRA Undergraduate Intern, OGC Code of Conduct - Washington, DC Location: null Other Locations: null We Work to Protect Investors. Join our Team. 2014 Summer Internship... more | |||
| Jan 03 | FINRAUndergraduate/Graduate Intern, Enforcement | Financial Industry Regulatory Authority | Rockville, MD |
Title: FINRA Undergraduate/Graduate Intern, Enforcement - Rockville, MD Location: null Other Locations: null We Work to Protect Investors. Join our Team. 2014 Summer Internship... more | |||
| Jan 02 | FINRAUndergraduate/Graduate Intern, Regulatory Programs - Washington | Financial Industry Regulatory Authority | Washington D.c., DC |
Title: FINRA Undergraduate/Graduate Intern, Regulatory Programs - Washington, DC Location: null Other Locations: null We Work to Protect Investors. Join our Team. 2014 Summer... more | |||
| Jan 01 | Senior Systems Administrator/Engineer - Rockville, MD - Contractor Conversion | Finra | Rockville, MD |
We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Senior Systems Administrator/Engineer opening in Rockville, MD . To be considered... more | |||
| Jan 01 | Stockbroker | Pendulum Capital Markets | Hackensack, NJ |
Pendulum Capital is a full service firm with a high energy environment that will support you in growing your business and a team if you so desire. Restaurants and gym facilities... more | |||
| Jan 01 | Principal - Technology | Finra | Rockville, MD |
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Principal opening in Rockville, MD. To be considered for this position, please... more | |||
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