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by Bill Singer

EMPLOYMENT TUESDAY at BrokeAndBroker.com

March 11, 2014

Stockbroker, Compliance, Legal, and Regulatory Jobs
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Mar 11Stockbrokers New IndustryEverest Merchant ServicesGroveton, NH

Company DescriptionEVEREST MERCHANT SERVICES is a leading provider of specialized yet affordable credit card processing solutions for a vast array of processing requirements. We... more

Mar 10Stockbrokers - New IndustryEverest Merchant ServicesNew York, NY

Company Description: EVEREST MERCHANT SERVICES is a leading provider of specialized yet affordable credit card processing solutions for a vast array of processing requirements. We... more

Mar 09Service Center StockbrokerRecruit Gaap StaffingRiverside, MO

is search for a full time Service Center Stockbroker for a client company located in Kansas City, MO area. Industry: Financial Services. With an environment described as:... more

Mar 09Equity Research Associate - Chemicals (00749714)Macquarie HoldingsHouston, TX

* Back to Search Results * Next * Previous Equity Research Associate - Chemicals * Salary: Competitive * Location: Houston < TX < USA * Job Type: Permanent, Full time *... more

Mar 08Financial Service Representative Trainee - Westminster, CO JobScottradeArvada, CO

while training to become a licensed stockbroker. It is expected that the incumbent will pass the Series 7 and Series 63 exams within 4-5 months of assuming this position. more

Mar 06Stock Broker / Stock Broker TraineeVfinance InvestmentsMiami, FL

recruiting for established Stock Brokers and Stockbroker trainees for our office in downtown Miami. This is an excellent career changing opportunity. Hard work and a very strong... more

Mar 05Stockbroker/Account ExecutiveDMG SecuritiesGreat Falls, VA

Position Available - Stockbroker/Account Executive This sales position entails building an ... as well as careeropportunities as a stockbroker with our firm. Individuals will have... more

Mar 11Financial Advisor/StockbrokerMorgan WilshireGarden City, NY

Financial Advisor/Stockbroker Do you have your Series 7 and are looking for the right firm to call home?When you are only involved in one area of the market, what if it does not... more

Mar 10Stockbrokers - New IndustryEverest Merchant ServicesNew York, NY

EMS is one of the largest credit card processing firms in the US and is seeking seasoned, aggressive, dynamic stockbrokers and traders that are looking to regain the financial... more

Mar 09Junior StockbrokerNational SecuritiesNew York, NY

National Securities is a full service brokerage firm located in downtown Manhattan. We were founded 50 years ago and currently have 40 offices across the United States and Europe. more

Mar 04STOCKBROKERDMG SecuritiesGreat Falls, VA

STOCKBROKER RecentCollege Graduates DMGSECURITIES, INC., member FINRA, SIPC. Full service broker. Personalizedin-house training. Lucrative payout schedule. Entry Level/All Majors. more

Mar 11Enforcement CounselFinraNew York, NY

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Enforcement Counsel opening in New York, NY . To be considered for this position,... more

Mar 11Senior Systems Analyst - Rockville, MD - Contractor ConversionFinraRockville, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Senior Systems Analyst opening in Rockville, MD . To be considered for this... more

Mar 11Financial Advisor/StockbrokerMorgan WilshireGarden City, NY

Financial Advisor/Stockbroker Do you have your Series 7 and are looking for the right firm to call home?When you are only involved in one area of the market, what if it does not... more

Mar 10Stockbrokers - New IndustryEverest Merchant ServicesNew York, NY

EMS is one of the largest credit card processing firms in the US and is seeking seasoned, aggressive, dynamic stockbrokers and traders that are looking to regain the financial... more

Mar 09Junior StockbrokerNational SecuritiesNew York, NY

National Securities is a full service brokerage firm located in downtown Manhattan. We were founded 50 years ago and currently have 40 offices across the United States and Europe. more

Mar 09Regulatory Review Analyst IIFinraRockville, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Regulatory Review Analyst II opening in Rockville, MD . To be considered for this... more

Mar 08Regulatory Analyst - OFDMI - Insider TradingFinraRockville, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Regulatory Analyst - Insider Trading opening in Rockville, MD. To be... more

Mar 07Security Engineer - Rockville, MD - Contractor ConversionFinraRockville, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Security Engineer opening in Rockville, MD. To be considered for this position,... more

Mar 07Undergraduate Intern - Financial PlanningFinraRockville, MD

We Work to Protect Investors. Join our Team. 2014 Summer Internship Program FINRA is dedicated to providing you with an internship opportunity to gain knowledge and experience in... more

Mar 07HR Senior Specialist, Talent Acquisition & MobilityFinraNew York, NY

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our HR Senior Specialist, Talent Acquisition & Mobility opening in New York, NY . To... more

Mar 05Financial Analyst -- FINRASpherion StaffingSomerset, NJ

Financial Analyst - Advanced Our large insurance corporate client, in Somerset, NJ, has 3 short-term temporary positions available for Advanced Financial AnalystsMUST HAVE: FINRA... more

Mar 05Financial Analyst (FINRASeries 7 & 24)Metasys TechnologiesSomerset, NJ

Metasys Technologies, Inc. (MTI) an Atlanta-based company works with large and mid-market organizations around the world. By consistently delivering high quality programs,... more

Mar 05FINRA / Securities Litigation Associate AttorneyAtticus RecruitingChicago, IL

Our client, a full-service, AM100 and NLJ top 50 law firm, seeks a FINRA / Securities litigation associate attorney for its Chicago office: Requirements: JD from a top law school... more

Mar 04StockbrokerDMG SecuritiesGreat Falls, VA

Recent College Graduates DMG SECURITIES, INC., member FINRA, SIPC.Full service broker. Personalized in-house training. Lucrative payout schedule.Entry Level/All Majors. Please... more

Mar 04AttorneyFinra (financial Industry Regulatory Authority)Columbia, SC

Job Summary: The Attorney works primarily on internal appeals of FINRA disciplinary actions. This work requires excellent writing and analytical skills and involves interpreting... more

Mar 03FINRAUndergraduate/Graduate Intern, HR TrainingFinancial Industry Regulatory AuthorityRockville, MD

Title: FINRA Undergraduate/Graduate Intern, HR Training - Rockville, MDLocation: nullOther Locations: nullWe Work to Protect Investors. Join our Team.2014 Summer Internship... more

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