by Bill Singer
EMPLOYMENT TUESDAY at BrokeAndBroker.com
March 25, 2014
back-office staff.
| Mar 21 | Stockbroker Trainee | National Securities | New York City, NY |
seeks qualified candidate for a full time Stockbroker Trainee Position. Full training ... to become a Fully Licensed Stockbroker Hiring Organization: National Securities...more | |||
| Mar 11 | Financial Advisor/Stockbroker | Morgan Wilshire | Garden City, NY |
Financial Advisor/Stockbroker Do you have your Series 7 and are looking for the right firm to call home?When you are only involved in one area of the market, what if it does not... more | |||
| Mar 09 | Junior Stockbroker | National Securities | New York, NY |
National Securities is a full service brokerage firm located in downtown Manhattan. We were founded 50 years ago and currently have 40 offices across the United States and Europe. more | |||
| Mar 25 | Cold Caller | Select Family of Staffing Companies | Tinton Falls, NJ |
Falls, NJ During the training program, the Stockbroker trainee will utilize a call list ... flexibility involved in each call. The Stockbroker trainee will utilize an online... more | |||
| Mar 24 | Service Center Stockbroker | Recruit Gaap Staffing | Riverside, MO |
is search for a full time Service Center Stockbroker for a client company located in Kansas City, MO area. Industry: Financial Services. With an environment described as:... more | |||
| Mar 21 | Equity Research Associate - Specialty Fi... | Ef6982 | New York, NY |
Job Description Opportunities exist for Research Associates to join our team in New York Macquarie Group is a global provider of banking, financial, advisory, investment and... more | |||
| Mar 19 | Equity Research Associate - Chemicals | Ef6982 | Houston, TX |
Job Description Opportunities exist for Research Associates to join our team in Houston Macquarie Group is a global provider of banking, financial, advisory, investment and... more | |||
| Mar 17 | Accounting and Finance | Bcm Global Equity Group | Melville, NY |
Stockbroker - Entry Level Trainee BCM Global Equity Group is a Full Service Brokerage Firm that is looking for individuals with impressive work ethic and a strong desire to...more | |||
| Mar 17 | Financial AdvisorStockbroker | Edward Jones | Tupelo, MS |
Edward Jones provides exceptional opportunities for experienced financial advisors, brokers or proven performers from other careers looking to get into the financial services... more | |||
| Mar 15 | Financial Advisor | Caldwell International Securities | Brooklyn, NY |
Seeking qualified Series 7 licensed candidates for a full time position. You will have the opportunity to work along side with and learn from seasoned veterans of the industry. more | |||
| Mar 15 | Financial Adviser - Wealth Management | ING Financial Partners | Jersey City, NJ |
Inc. Key words: Financial Advisor, Broker, Stockbroker, Insurance, Financial Planner, Asset Management, Wealth Planner, Investment Sales, Registered Representative, Investment... more | |||
| Mar 14 | Equity Research Associate - Chemicals (00749714) | Macquarie Holdings | Houston, TX |
* Back to Search Results * Next * Previous Equity Research Associate - Chemicals * Salary: Competitive * Location: Houston < TX < USA * Job Type: Permanent, Full time *... more | |||
| Mar 13 | Office Manager | Hebeler Financial | Clearwater, FL |
Previous experience working for stockbroker or life insurance agent a plus. Must be computer savvy, know powerpoint, energetic, outgoing personality, great phone personality,... more | |||
| Mar 12 | Stockbroker | Bcm Global Equity Group | Melville, NY |
About UsBCM Global Equity Group is a Full Service Brokerage Firm that is looking for individuals with impressive work ethic and a strong desire to succeed. You will be working... more | |||
| Mar 11 | FINRA Legal Extern Unpaid | Finra | Philadelphia, PA |
We Work to Protect Investors. Join our Team.FINRA is seeking well qualified individuals for ourLegal Extern Department of Enforcement opening in Philadelphia, PA. To be considered... more | |||
| Mar 08 | Financial Service Representative Trainee - Westminster, CO Job | Scottrade | Arvada, CO |
while training to become a licensed stockbroker. It is expected that the incumbent will pass the Series 7 and Series 63 exams within 4-5 months of assuming this position. more | |||
| Mar 07 | Donor Services Associate | New England Baptist Hospital | Boston, MA |
the information received via phone call from stockbroker, confirms gift value, records and acknowledge gift, and tracks the receipt of the proceeds check Prepares acknowledgment... more | |||
| Mar 06 | Stock Broker / Stock Broker Trainee | Vfinance Investments | Miami, FL |
recruiting for established Stock Brokers and Stockbroker trainees for our office in downtown Miami. This is an excellent career changing opportunity. Hard work and a very strong... more | |||
| Mar 05 | Stockbroker/Account Executive | DMG Securities | Great Falls, VA |
Position Available - Stockbroker/Account Executive This sales position entails building an ... as well as careeropportunities as a stockbroker with our firm. Individuals will have... more | |||
| Mar 04 | STOCKBROKER | DMG Securities | Great Falls, VA |
STOCKBROKER RecentCollege Graduates DMGSECURITIES, INC., member FINRA, SIPC. Full service broker. Personalizedin-house training. Lucrative payout schedule. Entry Level/All Majors. more | |||
| Mar 24 | Service Center Stockbroker | Recruit Gaap Staffing | Riverside, MO |
Recruit GAAP Staffing is search for a full time Service Center Stockbroker for a client company located in Kansas City, MO area. Industry: Financial Services. With an environment... more | |||
| Mar 19 | FINRA Legal Intern, Enforcement | Financial Industry Regulatory Authority | Boca Raton, FL |
Title: FINRA Legal Intern, Enforcement - Boca Raton, FLLocation: nullOther Locations: nullWe Work to Protect Investors. Join our Team.2014 Summer Internship ProgramFINRA is... more | |||
| Mar 19 | Vice President & Deputy, Sales Practice - NY, NY or other FINRA office location | Financial Industry Regulatory Authority | New York, NY |
Title: Vice President & Deputy, Sales Practice - NY, NY or other FINRA office locationLocation: nullOther Locations: nullWe Work to Protect Investors. Join our Team.FINRA is... more | |||
| Mar 19 | Insurance Agent - Insurance Sales (Finance/Business Management/Sales/Business Owner/FINRA/Insurance Licensed) | Baltimore Agency Point Farmers | Owings Mills, MD |
Job Description Farmers is currently recruiting for three different career opportunities: 1. Retail Agency Program: Successful candidates will be well capitalized Turn-key system... more | |||
| Mar 19 | Anticipated Investment Customer Service Rep I - Broker Service Center -FINRA Series 7 Required - Chicago | JPMorgan Chase | Illinois |
Anticipated Investment Customer Service Rep I - Broker Service Center - FINRA Series 7 Required - Chicago, IL-140028510 Job Description Chase Investment Services - Customer... more | |||
| Mar 17 | Financial AdvisorStockbroker | Edward Jones | Tupelo, MS |
Edward Jones provides exceptional opportunities for experienced financial advisors, brokers or proven performers from other careers looking to get into the financial services... more | |||
| Mar 14 | Stockbroker | Bcm Global Equity Group | Melville, NY |
About Us BCM Global Equity Group is a Full Service Brokerage Firm that is looking for individuals with impressive work ethic and a strong desire to succeed. You will be working... more | |||
| Mar 11 | FINRA Legal Intern, OGC CPAG | Finra | Washington, DC |
We Work to Protect Investors. Join our Team.2014Summer Internship ProgramFINRA is dedicated to providing you an internship opportunity to gain knowledge and experience in the... more | |||
| Mar 05 | Stockbroker/Account Executive | DMG Securities | Great Falls, VA |
DMG Securities, Inc. is a full-service investment bankingand securities brokerage firm. We are an experienced group of highly motivatedprofessionals dedicated to providing the... more | |||
| Mar 04 | STOCKBROKER | DMG Securities | Great Falls, VA |
STOCKBROKER RecentCollege Graduates DMGSECURITIES, INC., member FINRA, SIPC. Full service broker. Personalizedin-house training. Lucrative payout schedule. Entry Level/All Majors. more | |||
| Mar 04 | Investment Services Customer Service Rep (FINRA Series 7 & 63) - Brokerage Services - San Antonio | JPMorgan Chase | Texas |
Investment Services Customer Service Rep (FINRA Series 7 & 63) - Brokerage Services - San Antonio, TX-140021829 Job Description Chase Investment Services - Customer Service... more | |||
| Mar 04 | Investment Services Customer Service Rep (FINRA Series 7 & 63) - Brokerage Services | JPMorgan Chase | San Antonio, TX |
Chase Investment Services - Customer Service Representative I The Investment service centers have a strong reputation of superb customer service. We are a disciplined group... more | |||
| Mar 24 | Regulatory Coordinator - Member Regulation, Sales Practice - Atlanta, GA (00761463) | Finra | Atlanta, GA |
* Back to Search Results * Next * Previous Regulatory Coordinator - Member Regulation, Sales Practice - Atlanta, GA * Salary: Competitive * Location: Atlanta < GA < USA * Job... more | |||
| Mar 24 | District Director - Member Regulation, Sales Practice - Woodbridge, NJ (00761457) | Finra | Woodbridge, NJ |
* Back to Search Results * Next * Previous District Director - Member Regulation, Sales Practice - Woodbridge, NJ * Salary: Competitive * Location: Woodbridge < NJ < USA * Job... more | |||
| Mar 24 | Regional Counsel, Enforcement | Financial Industry Regulatory Authority (finra) | Boca Raton, FL |
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Regional Counsel opening in Boca Raton, FL. To be considered for this position,... more | |||
| Mar 24 | Regulatory Analyst - Market Regulation, Market Manipulation Investigations - Rockville, MD (00761328) | Finra | Rockville, MD |
* Back to Search Results * Next * Previous Regulatory Analyst - Market Regulation, Market Manipulation Investigations - Rockville, MD * Salary: Competitive * Location:...more | |||
| Mar 21 | Stockbroker Trainee | National Securities | New York City, NY |
Publicly traded full service brokerage firm that has been in business since 1947 seeks qualified candidate for a full time Stockbroker Trainee Position. Full training and...more | |||
| Mar 19 | Anticipated Investment Customer Service Rep I - Broker Service Center -FINRA Series 7 Required | Chase | Chicago, IL |
Chase Investment Services - Customer Service Representative I The Chase Investment Service Centers have a strong reputation of superb customer service. We are a disciplined group... more | |||
| Mar 17 | Compliance/Asset Mgmt/Marketing Materials/SEC & FINRA rules | New York, NY | |
Leading Fortune 500 Global Financial Services and Investment firm is seeking a talented Compliance Officer to join their team. Work for an exciting company within a fast-paced... more | |||
| Mar 14 | Financial Operations Examiner - Member Regulation, ROOR - Chicago, IL(Job Number: 002515) (00707779) | Finra | Chicago, IL |
* Back to Search Results * Next * Previous Financial Operations Examiner - Member Regulation, ROOR - Chicago, IL(Job Number: 002515) * Salary: Competitive * Location: Chicago <... more | |||
| Mar 14 | Regional Counsel, Enforcement - Los Angeles, CA (Job Number: 003031) (00753932) | Finra | Los Angeles, CA |
* Back to Search Results * Next * Previous Regional Counsel, Enforcement - Los Angeles, CA (Job Number: 003031) * Salary: Competitive * Location: Los Angeles < CA < USA * Job... more | |||
| Mar 14 | Investigator II, Corporate Financing - Rockville, MD(Job Number: 003175) (00753930) | Finra | Rockville, MD |
* Back to Search Results * Next * Previous Investigator II, Corporate Financing - Rockville, MD(Job Number: 003175) * Salary: Competitive * Location: Rockville < MD < USA * Job... more | |||
| Mar 14 | Associate Director, Risk Management - Washington, DC or New York, NY(Job Number: 003150) (00744788) | Finra | Washington, DC |
* Back to Search Results * Next * Previous Associate Director, Risk Management - Washington, DC or New York, NY(Job Number: 003150) * Salary: Competitive * Location: Washington... more | |||
| Mar 14 | Compliance Examiner - Member Regulation, Membership Application Program - New York, NY( Job Number: 002710) (00688919) | Finra | New York, NY |
* Back to Search Results * Next * Previous Compliance Examiner - Member Regulation, Membership Application Program - New York, NY( Job Number: 002710) * Salary: Competitive *... more | |||
| Mar 14 | Financial Operations Examiner - Member Regulation, ROOR - New York, NY(Job Number: 002530) (00697218) | Finra | New York, NY |
* Back to Search Results * Next * Previous Financial Operations Examiner - Member Regulation, ROOR - New York, NY(Job Number: 002530) * Salary: Competitive * Location: New York... more | |||
| Mar 14 | Deputy District Director, Member Regulation Sales Practice - Boca Raton, FL(Job Number: 003219) (00751427) | Finra | Boca Raton, FL |
* Back to Search Results * Next * Previous Deputy District Director, Member Regulation Sales Practice - Boca Raton, FL(Job Number: 003219) * Salary: Competitive * Location:... more | |||
| Mar 14 | FINRA Compliance Officer | Sicor Securities | Dayton, OH |
Sicor Securities, Inc. is searching for a Compliance Officer who will have the general responsibility of monitoring the daily activities of this broker-dealer firm and assist with... more | |||
| Mar 13 | US only-Branch AuditorsFINRA-SEC | Temporary Contract | Baltimore, MD |
I am looking to hire auditors with experience with SEC or FINRA compliance audits. US ONLY. You will be assigned local branch offices to audit, so travel will be limited. Typical... more | |||
| Mar 11 | Financial Advisor/Stockbroker | Morgan Wilshire | Garden City, NY |
Financial Advisor/Stockbroker Do you have your Series 7 and are looking for the right firm to call home?When you are only involved in one area of the market, what if it does not... more | |||
| Mar 09 | Junior Stockbroker | National Securities | New York, NY |
National Securities is a full service brokerage firm located in downtown Manhattan. We were founded 50 years ago and currently have 40 offices across the United States and Europe. more | |||
| Mar 05 | FINRA / Securities Litigation Associate Attorney | Atticus Recruiting | Chicago, IL |
Our client, a full-service, AM100 and NLJ top 50 law firm, seeks a FINRA / Securities litigation associate attorney for its Chicago office: Requirements: JD from a top law school... more | |||
| Mar 05 | Financial Analyst -- FINRA | Spherion Staffing | Somerset, NJ |
Financial Analyst - Advanced Our large insurance corporate client, in Somerset, NJ, has 3 short-term temporary positions available for Advanced Financial AnalystsMUST HAVE: FINRA... more | |||
| Mar 05 | Financial Analyst (FINRASeries 7 & 24) | Metasys Technologies | Somerset, NJ |
Metasys Technologies, Inc. (MTI) an Atlanta-based company works with large and mid-market organizations around the world. By consistently delivering high quality programs,... more | |||
| Mar 04 | Attorney | Finra (financial Industry Regulatory Authority) | Columbia, SC |
Job Summary: The Attorney works primarily on internal appeals of FINRA disciplinary actions. This work requires excellent writing and analytical skills and involves interpreting... more | |||
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