An irreverent Wall Street Blog
by Bill Singer

EMPLOYMENT TUESDAY at BrokeAndBroker.com

April 1, 2014

Stockbroker, Compliance, Legal, and Regulatory Jobs
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Mar 31Service Center StockbrokerRecruit Gaap StaffingRiverside, MO

is search for a full time Service Center Stockbroker for a client company located in Kansas City, MO area. Industry: Financial Services. With an environment described as:... more

Mar 30SC Email & Chat Financial Service RepresentativeScottradeSt Louis, MO

SC Email & Chat Financial Service Representative - St. Louis, MO Job ID: 20141303-8749 Description:The main purpose of this position is to provide product and platform support to... more

Mar 25StockbrokerBcm Global Equity GroupMelville, NY

About UsBCM Global Equity Group is a Full Service Brokerage Firm that is looking for individuals with impressive work ethic and a strong desire to succeed. You will be working... more

Mar 25Cold CallerSelect Family of Staffing CompaniesTinton Falls, NJ

Falls, NJ During the training program, the Stockbroker trainee will utilize a call list ... flexibility involved in each call. The Stockbroker trainee will utilize an online... more

Mar 21Equity Research Associate - Specialty Fi...Ef6982New York, NY

Job Description Opportunities exist for Research Associates to join our team in New York Macquarie Group is a global provider of banking, financial, advisory, investment and... more

Mar 21Equity Research Associate - Specialty Finance (00760073)Macquarie HoldingsNew York, NY

* Back to Search Results * Next * Previous Equity Research Associate - Specialty Finance * Salary: Competitive * Location: New York < NY < USA * Job Type: Permanent, Full... more

Mar 19Equity Research Associate - ChemicalsEf6982Houston, TX

Job Description Opportunities exist for Research Associates to join our team in Houston Macquarie Group is a global provider of banking, financial, advisory, investment and... more

Mar 17Accounting and FinanceBcm Global Equity GroupMelville, NY

Stockbroker - Entry Level Trainee BCM Global Equity Group is a Full Service Brokerage Firm that is looking for individuals with impressive work ethic and a strong desire to...more

Mar 17Financial AdvisorStockbrokerEdward JonesTupelo, MS

Edward Jones provides exceptional opportunities for experienced financial advisors, brokers or proven performers from other careers looking to get into the financial services... more

Mar 15Financial AdvisorCaldwell International SecuritiesBrooklyn, NY

 Seeking qualified Series 7 licensed candidates for a full time position. You will have the opportunity to work along side with and learn from seasoned veterans of the industry. more

Mar 23Regional Counsel, EnforcementFinraBoca Raton, FL

We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regional Counsel opening in Boca Raton, FL . To be considered for this... more

Mar 23Senior Director, Office of Risk & Strategy - Washington, DCFinraColumbia, ME

We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Senior Director, Strategic Planning opening in Washington, DC . To be... more

Mar 21Senior Systems AnalystFinraRockville, MD

We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Senior Systems Analyst opening in Rockville, MD . To be considered for this... more

Mar 20Senior Director, Emerging Regulatory Issues - Washington, DCFinraColumbia, ME

We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Senior Director, Emerging Regulatory Issues opening in Washington, DC . To be... more

Mar 19Compliance Examiner - Market Regulation, Trading & Financial Compliance Examinations (TFCE)FinraNew York, NY

We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our  Compliance Examiner  opening in New York, NY . To be considered for this... more

Mar 19Vice President/Senior Vice President, Risk & Strategy - Washington, DCFinraColumbia, ME

We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Vice President/Senior Vice President, Risk & Strategy opening in Washington, DC... more

Mar 19Case Assistant I - Dispute ResolutionFinraNew York, NY

We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Case Assistant I opening in New York, NY . To be considered for this position,... more

Mar 19Senior Counsel (Regulatory), Office of General Counsel - Washington, DCFinraColumbia, ME

We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Senior Counsel opening in Washington, DC . To be considered for this position,... more

Mar 19District Director - Member Regulation, Sales PracticeFinraWoodbridge, NJ

We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our District Director opening in Woodbridge, NJ . To be considered for this position,... more

Mar 15Compliance Examiner, Member RegulationFinraAtlanta, GA

We Work to Protect Investors.  Join our Team.   FINRA is seeking well-qualified individuals for future Compliance Examiner openings in Atlanta, GA . To be considered for these... more

Mar 15Associate Director - Member RelationsFinraRockville, MD

We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Associate Director  opening in  Rockville, MD . To be considered for this... more

Mar 15Senior Member Relations Coordinator - Member RelationsFinraRockville, MD

We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Senior Member Relations Coordinator  opening in  Rockville, MD . To be... more

Apr 01Deputy Unit Leader, Member Regulation, ROORFinancial Industry Regulatory Authority (finra)New York City, NY

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Deputy Unit Leader, Member Regulation, ROOR opening in New York, NY. To be... more

Apr 01AssociateTest Development AnalystFinraRockville, MD

We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Associate Test Development Analyst opening in Rockville, MD . To be considered... more

Apr 01Facilities Administrator II - Corporate Real EstateFinraNew York, NY

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Facilities Administrator II opening in New York, NY. To be considered for this... more

Mar 29Compliance Examiner - Member Regulation, Sales PracticeFinraNew York, NY

We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Compliance Examiner opening in New York, NY . To be considered for this... more

Mar 29Senior Systems Analyst - New York, NY- Contractor ConversionFinraNew York, NY

We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Senior Systems Analyst opening in New York, NY . To be considered for this... more

Mar 29Regulatory Analyst - Market Regulation, Trading AnalysisFinraRockville, MD

We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Analyst opening in Rockville, Md.  To be considered for this... more

Mar 27Paralegal, Office of General Counsel - Washington, DCFinraColumbia, ME

We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Paralegal opening in Washington, DC . To be considered for this position,... more

Mar 27Graduate/Undergraduate Intern - Registration and DisclosureFinraRockville, MD

We Work to Protect Investors. Join our Team.   2014 Summer Internship Program   FINRA is dedicated to providing you an internship opportunity to gain knowledge and experience in... more

Mar 27Regulatory Coordinator - Member Regulation, Sales PracticeFinraSan Francisco, CA

We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Coordinator opening in our San Franciso, CA District office. To be... more

Mar 25Compliance Examiner - Member Regulation, Membership Application ProgramFinraNew York, NY

We Work to Protect Investors.  Join our Team.   FINRA is seeking a well qualified individual for our Compliance Examiner opening in Membership Application Program (MAP) of the... more

Mar 25Administrative Assistant II - Market Regulation, LegalFinraRockville, MD

We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Administrative Assistant II opening in Rockville, MD . To be considered for... more

Mar 25Manager II/Assistant Director - Market Regulation, Market ManipulationsFinraRockville, MD

We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Manager II/Assistant Director  opening in Rockville, MD . To be considered for... more

Mar 24Regulatory Coordinator - Member Regulation, Sales Practice - Atlanta, GA (00761463)FinraAtlanta, GA

Regulatory Coordinator - Member Regulation, Sales Practice - Atlanta, GA * Salary: Competitive * Location: Atlanta < GA < USA * Job... more

Mar 24District Director - Member Regulation, Sales Practice - Woodbridge, NJ (00761457)FinraWoodbridge, NJ

* Back to Search Results * Next * Previous District Director - Member Regulation, Sales Practice - Woodbridge, NJ * Salary: Competitive * Location: Woodbridge < NJ < USA * Job... more

Mar 24Regulatory Analyst - Market Regulation, Market Manipulation Investigations - Rockville, MD (00761328)FinraRockville, MD

* Back to Search Results * Next * Previous Regulatory Analyst - Market Regulation, Market Manipulation Investigations - Rockville, MD * Salary: Competitive * Location:...more

Mar 23Lead Systems Analyst - Rockville, MD - Contractor ConversionFinraRockville, MD

We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Lead Systems Analyst opening in Rockville, MD. To be considered for this... more

Mar 23Graduate/Undergraduate Intern - Media Relations - Washington, DCFinraColumbia, ME

We Work to Protect Investors. Join our Team.    2014 Summer Internship Program   FINRA is dedicated to providing you an internship opportunity to gain knowledge and experience in... more

Mar 22Graduate/Undergraduate Intern - Web Services - Washington, DCFinraColumbia, ME

We Work to Protect Investors. Join our Team.    2014 Summer Internship Program   FINRA is dedicated to providing you an internship opportunity to gain knowledge and experience in... more

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