by Bill Singer
EMPLOYMENT TUESDAY at BrokeAndBroker.com
April 15, 2014
back-office staff.
| Apr 14 | Stockbrokers - New Industry | Everest Merchant Services | New York, NY |
EMS is one of the largest credit card processing firms in the US and is seeking seasoned, aggressive, dynamic stockbrokers and traders that are looking to regain the financial... more | |||
| Apr 09 | Stockbroker/ Investment advisor | Caldwell International Securities | Brooklyn, NY |
Seeking qualified Series 7 licensed candidates for a full time position. You will have the opportunity to work along side with and learn from seasoned veterans of the industry. more | |||
| Apr 07 | Stockbroker Trainee | Commerce One Financial | Uniondale, NY |
applications for a limited number of stockbroker trainee positions. Whether ... Services Industry! As a Commerce One Stockbroker you can run your business,...more | |||
| Apr 14 | Private Banker III | Associated Banc-corp | Green Bay, WI |
Series 7-Stockbroker Exam Other Duties and Responsibilities Performs other duties as assigned. Job Requirements Adherence to Company policy and procedures is required. Perform... more | |||
| Apr 13 | Service Center Stockbroker | Recruit Gaap Staffing | Riverside, MO |
is search for a full time Service Center Stockbroker for a client company located in Kansas City, MO area. Industry: Financial Services. With an environment described as:... more | |||
| Apr 13 | Entry Level Investor Relations for Investment Bank | Client of Angela Mortimer | New York, NY |
Company Description: Job Description: International Investment Bank and Institutional Stockbroking firm is seeking assistant to the Investor Relations Director. This is a team... more | |||
| Apr 13 | Stockbrokers - New Industry | Everest Merchant Services | New York, NY |
Company Description: EVEREST MERCHANT SERVICES is a leading provider of specialized yet affordable credit card processing solutions for a vast array of processing requirements. We... more | |||
| Apr 12 | Office Manager | Hebeler Financial | Clearwater, FL |
Clearwater. Previous experience working for stockbroker or life insurance agent a plus. Must be computer savvy, know powerpoint, energetic, outgoing personality, great phone... more | |||
| Apr 11 | Branch Manager, Stock Brokers | Brookville Capital Partners | Uniondale, NY |
Company Description: Job Description: Boutique Investment Banking firm with offices on Long Island, is looking for experienced branch manager, must be able to enter trades and... more | |||
| Apr 10 | Advertising Sales | Sep | Clearwater, FL |
with unlimited income potential. We welcome stockbroker and advertising professionals - people who are used to smiling and dialing. Serious contenders only, please call Kevin... more | |||
| Apr 10 | Equity Research Associate - Software (00769837) | Macquarie Holdings | New York, NY |
* Back to Search Results * Next * Previous Equity Research Associate - Software * Salary: Competitive * Location: New York < NY < USA * Job Type: Permanent, Full time *... more | |||
| Apr 10 | Cold Caller | Select Family of Staffing Companies | Tinton Falls, NJ |
Falls, NJ During the training program, the Stockbroker trainee will utilize a call list ... flexibility involved in each call. The Stockbroker trainee will utilize an online... more | |||
| Apr 09 | SC Email & Chat Financial Service Representative | Scottrade | St Louis, MO |
SC Email & Chat Financial Service Representative - St. Louis, MO Job ID: 20141303-8749 Description:The main purpose of this position is to provide product and platform support to... more | |||
| Apr 07 | Wealth Management Training | National Securities | New York City, NY |
seeks qualified candidate for a full time Stockbroker Trainee Position. Full training ... to become a Fully Licensed Stockbroker Hiring Organization: National Securities...more | |||
| Apr 01 | Equity Research Associate - Specialty Fi... | Ef6982 | New York, NY |
Job Description Opportunities exist for Research Associates to join our team in New York Macquarie Group is a global provider of banking, financial, advisory, investment and... more | |||
| Apr 09 | Regulatory Coordinator - Member Regulation, Sales Practice - San Francisco, CA(Job Number: 003301) (00769521) | Finra | San Francisco, CA |
* Back to Search Results * Next * Previous Regulatory Coordinator - Member Regulation, Sales Practice - San Francisco, CA(Job Number: 003301) * Salary: Competitive * Location:... more | |||
| Apr 09 | Regulatory Coordinator - Member Regulation, Sales Practice - Chicago, IL(Job Number: 003319) (00769526) | Finra | Chicago, IL |
* Back to Search Results * Next * Previous Regulatory Coordinator - Member Regulation, Sales Practice - Chicago, IL(Job Number: 003319) * Salary: Competitive * Location:... more | |||
| Apr 05 | Regulatory Coordinator - Member Regulation, Sales Practice | Finra | Chicago, IL |
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Regulatory Coordinator opening in our Chicago, IL, District office. To be... more | |||
| Apr 05 | Regulatory Analyst I - OFMDI - Front End Cause | Finra | Rockville, MD |
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Regulatory Analyst I opening in Rockville, MD To be considered for this... more | |||
| Apr 04 | Senior Counsel (Regulatory/Capital Markets), Office of General Counsel Washington, DC(Job Number: 003260) (00767485) | Finra | Washington |
* Back to Search Results * Next * Previous Senior Counsel (Regulatory/Capital Markets), Office of General Counsel - Washington, DC(Job Number: 003260) * Salary: Competitive *... more | |||
| Apr 04 | Regulatory Analyst - OFDMI-Fraud | Finra | Rockville, MD |
We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Regulatory Analyst - Fraud opening in Rockville, MD . To be considered for... more | |||
| Apr 03 | Vice President & Associate General Counsel, Contracts & Code of Conduct - Washington, DC | Finra | Washington |
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Vice President & Associate General Counsel, Contracts & Code of Conduct... more | |||
| Apr 01 | Facilities Administrator II - Corporate Real Estate | Finra | New York, NY |
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Facilities Administrator II opening in New York, NY. To be considered for this... more | |||
| Apr 15 | Deputy District Director, Member Regulation Sales Practice | Finra | Boca Raton, FL |
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Deputy District Director opening in Boca Raton, FL . To be considered for this... more | |||
| Apr 15 | Business Analyst, Market Regulation | Finra | New York, NY |
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Business Analyst opening in New York, NY . To be considered for this position,... more | |||
| Apr 15 | Compliance Examiner - Market Regulation, Trading & Financial Compliance Examinations (TFCE) Options | Finra | New York, NY |
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Compliance Examiner opening in New York, NY . To be considered for this position,... more | |||
| Apr 15 | Senior Security Engineer - Rockville, MD - Contractor Conversion | Finra | Rockville, MD |
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Senior Security Engineer opening in Rockville, MD . To be considered for this... more | |||
| Apr 14 | Stockbrokers - New Industry | Everest Merchant Services | New York, NY |
EMS is one of the largest credit card processing firms in the US and is seeking seasoned, aggressive, dynamic stockbrokers and traders that are looking to regain the financial... more | |||
| Apr 13 | Associate Principal Specialist, Credit Regulation | Financial Industry Regulatory Authority (finra) | New York City, NY |
We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Associate Principal Specialist opening in New York, NY. To be considered for this... more | |||
| Apr 13 | Associate Principal Specialist, CreditRegultion | Finra | New York, NY |
We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Associate Principal Specialist opening in New York, NY. To be considered for this... more | |||
| Apr 13 | FINRA Compliance Officer | Sicor Securities | Dayton, OH |
Sicor Securities, Inc. is searching for a Compliance Officer who will have the general responsibility of monitoring the daily activities of this broker-dealer firm and assist with... more | |||
| Apr 13 | Compliance Examiner - Member Regulation, Sales Practice | Finra | San Francisco, CA |
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Compliance Examiner opening in San Francisco, CA . To be considered for this... more | |||
| Apr 11 | Enforcement Investigator, Case Development Team | Finra | Rockville, MD |
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Investigator opening with our Enforcement Case Development Team in Rockville, MD... more | |||
| Apr 11 | Customer Service Coordinator IV - Client Services/Test Development | Finra | Rockville, MD |
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Customer Service Coordinator IV opening in Rockville, MD . To be considered for... more | |||
| Apr 11 | Associate Developer I - Rockville, MD - Contractor Conversion | Finra | Rockville, MD |
We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Associate Developer I opening in Rockville, MD . To be considered for this... more | |||
| Apr 10 | Architect - Technology | Finra | Rockville, MD |
We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Architect opening in Rockville, MD . To be considered for this position, please... more | |||
| Apr 09 | Associate Operations Center Specialist II - Rockville, MD - Contractor Conversion | Finra | Rockville, MD |
We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Associate Operation Center Specialist II opening in Rockville, MD . To be... more | |||
| Apr 09 | Vice President & Deputy, Sales Practice - NY, NY or other FINRA office location | Financial Industry Regulatory Authority | New York |
Title: Vice President & Deputy, Sales Practice - NY, NY or other FINRA office locationLocation: nullOther Locations: nullWe Work to Protect Investors. Join our Team.FINRA is... more | |||
| Apr 09 | Stockbroker/ Investment advisor | Caldwell International Securities | Brooklyn, NY |
Seeking qualified Series 7 licensed candidates for a full time position. You will have the opportunity to work along side with and learn from seasoned veterans of the industry. more | |||
| Apr 09 | Associate - Leader In FINRALicensing Exam Preparation | Knopman Financial Training | New York, NY |
This internship is paid - 6 pmmThis is a unique opportunity to be involved in decisions that shape the operations of a business on a daily basisWe are looking for a summer intern... more | |||
| Apr 08 | Corporate Actions Analyst - Transparency Services, Market Operations | Finra | Rockville, MD |
We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Corporate Actions Analyst opening in Rockville, MD. To be considered for this... more | |||
| Apr 07 | Stockbroker Trainee | Commerce One Financial | Uniondale, NY |
Job Description: What distinguishes highly successful people is their ability to capitalize on the right opportunity when it presents itself. The Financial Industry is growing and... more | |||
| Apr 05 | Financial Analyst II - Financial Planning | Finra | Rockville, MD |
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Financial Analyst II opening in Rockville, MD. To be considered for this... more | |||
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