by Bill Singer WEEK IN REVIEW

June 7, 2014

June 6, 2014
After you read this one, you'll likely be shaking your head. What the hell actually works on Wall Street when it comes to hiring, to in-house complian... Read On
June 5, 2014
It hasn't even been two years since the Securities and Exchange Commission ("SEC") announced its first Whistleblower Award, but its Office of the Whis... Read On
June 4, 2014
The United States Securities and Exchange Commission ("SEC") and Citigroup Global Markets Inc. ("Citigroup") appealed from the November 28, ...Read On
June 4, 2014
Folks often wonder why FINRA member firms aren't all that crazy about outside business activities and private securities transactions. Here's a FINRA ...Read On
June 3, 2014
Stockbroker, Compliance, Legal, and Regulatory JobsEmployment Page Jobs#wallstreetjobs @brokeandbrokerNOTICE TO EMPLOYERS... Read On
June 2, 2014
It's the continuing saga of continuing education ("CE") on Wall Street. Seems that we got a lot of busy men and women who, you know, have better thing... Read On