You ever have one of those days? Lately, it looks like the whole world is having one of those days. Tunisia. Egypt. Libya. Bahrain. Japan. Geez -- we ever gonna just wake up to some good news for a change?
I dunno know about you but I could really use some milk and cookies about now -- you know, Oreos that you can peel apart and try to get all the filling on one side and then dunk the plain cookies in the milk and then come back to the halves with the filling and lick off some of it and then dunk the rest in the glass.
And, of course, we absolutely have to be sitting on the floor with the old black-and-white television on, making sure we're set, just in time for:
It would have been an easy bit of adjudication by a FINRA arbitrator to find that a now-barred rep was the bad guy, that he victimized his clients and... Read On
The FINRA Regulatory Mule Kicks Defrauded Customers In the Head (BrokeAndBroker.com Blog) https://www.brokeandbroker.com/6852/finra-anderson-hard... Read On
In today's Blog we got a FINRA regulatory decision, a state court judgment, a bankruptcy, and a federal court action. As the legal matters now stand, ... Read On
When considering an appeal questioning FINRA's denial of an expungement request, the SEC seems to have approached its deliberation as a cat toying wit... Read On