EMPLOYMENT TUESDAY at BrokeAndBroker.com

July 19, 2011



















From Stuart Rosenthal of Rosenthal Recruiting. The below may be seen at the

 Rosenthal Recruiting Job Board




Chief Compliance Office (CCO) -Must have CFTC or NFA tenure. Management Experience. New York Wall Street area. Base salary up to $350,000. See More.

Compliance Manager - Asset Management NY - Midtown location. Portfolio monitoring system for an Registered Investment Adviser (RIA), or other asset management department, hedge fund or financial institution. $140,000. More


Major Law Firm Senior Associate or Counsel - Requires: Knowledge of FINRA rules, regulations, and experience advising financial institutions, particularly relating to Securities Offerings. NYC - Midtown. Salary up to $290,00 + substantial bonus More


Options Market Making Compliance Base salary up to $165,000 per year + bonus. Series 7 required and 55, 4, 24 registrations. FINRA and SEC regulatory structure, Order Handling Rules and Best Execution, NMS and SHO, including Rule 204T. Read More.


Securities Counsel - Blue Sky Practice Leading Law Firm-NY Counsel Level. JD 2003 - 06 ideally. Read More. 


ISDA Negotiator - Attorney and Negotiator   7+ Years, JD preferred: Negotiating Master Agreements with Pension Plans and Investment Advisors. VP to Director level: Candidates with 3 + negotiating experience or more will be considered. Salary Up to: $200,000 Read More 


Hedge Fund Compliance Officer  New York. Manage, implement and maintain compliance program. Design new compliance initiatives as Regulations, Legal, Compliance and business requirements evolve. Salary: $120,000.Read More. 

Paralegal - Investment Management 3+ years working for Mutual Fund Up to $75,000 with up to 20% bonus potential. Near Washington DC. Relocation reimbursement is available. Read More


Please e-mail resume and brief cover letter to:







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