An irreverent Wall Street Blog
by Bill Singer

RRBDLaw.com: New FINRA Cases Analyzed by Bill Singer

January 21, 2010

Regulatory lawyer Bill Singer has analyzed and posted the latest crop of FINRA disciplinary cases.  Frankly, it's not a pretty sight.  As the Great Recession's shocks and aftershocks are felt, many Wall Streeters seem to be feeling a personal financial pinch -- and their means of self-help are often at the expense of others. 

Consider some of these more troubling revelations:

ABOUT: BrokeAndBroker.com and RRBDLaw.com lambaste the ineffective regulation of Wall Street and advocate for the rights of defrauded investors, independent/regional firms, and individual registered persons. Provocative commentary by veteran regulatory lawyer Bill Singer.

See Bill's online resume at http://rrbdlaw.com/bios_singer.html

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