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An irreverent Wall Street Blog
by Bill Singer

Topic List for Andy Sieg (1 results)

  • Guest Blog: Merrill Lynch Production Policy Causes Age Discrimination by Jerry Marks, Esq
    October 7, 2019

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Previous Entries

  • Federal Court Denies Legend Securities President Bankruptcy Discharge of FINRA Customer Arbitration Award
    August 10, 2022

    It's not that rare a scenario. An investor is victimized by fraud and suffers significant financial losses. The victim seek out a lawyer to sue the br... Read On

  • Parietti's Predicament And Prosecutors' Puzzling Principles
    August 8, 2022

    Imagine that Joe, Jack, and Jim are charged with a criminal conspiracy, but Joe and Jack refuse to plead guilty. In contrast, Jim fully cooperates aga... Read On

  • BrokeAndBroker.com Blog by Bill Singer Esq WEEK IN REVIEW
    August 6, 2022

    GUEST BLOG: [In]Securities: Lip Service: The SEC, Reg S-ID, and the Majestic Equality of Regulation by Aegis Frumento Esq (BrokeAndBroker.com Blog)htt... Read On

  • GUEST BLOG: [In]Securities: Lip Service: The SEC, Reg S-ID, and the Majestic Equality of Regulation by Aegis Frumento Esq
    August 5, 2022

    [In]Securities a Guest Blog byAegis J. Frumento, Partner, Stern Tannenbaum & BellLip Service: The SEC, Reg S-ID, and the Majestic Equality of... Read On

  • Absurd SEC Staff Bulletin Warns Industry To Adjust To Known Variables And Be Flexible
    August 4, 2022

    Submitted for your consideration: Staff Bulletin: Standards of Conduct for Broker-Dealers and Investment Advisers Conflicts of Interest (SEC... Read On

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Bill Singer BrokeAndBroker FINRA Arbitration AWC SEC BrokeAndBroker.com Expungement BrokerAndBroker Employment Guest Blog Guest Blogger Wells Fargo Street Sweeper Bill SInger Jobs Aegis Frumento OBA U5 Fraud Promissory Note U4 Email Merrill Lynch Morgan Stanley UBS EFL Defamation CRD Elderly Wire Fraud InSecurities Statutory Disqualification BrokeAndBroker OHO PST Suitability Forbes FBI NAC Whistleblower Ponzi ALJ Rule 3270 DOJ Citigroup Supervision BrokerCheck Borrowing Form U4 IRS SDNY OIP Willful Expenses Supreme Court Pro Se Outside Business Activity Bank Felony Ameriprise Wrongful Termination Rule 2080 WSP Securities Industry Commentator Discretion Form U5 Dodd Frank Rule 8210 IRA Wachovia RIA Discovery Rule 2010 Raymond James Insider Trading JP Morgan Business Expenses Mail Fraud NASD Wife Bar Conversion Husband Punitive Damages CCO Bankruptcy Rule 1122 Forgery Checks TRO Edward Jones Stephen Kohn Rule 3240 LPL Settlement Willfulness Tax Estate Trump Credit Card NYSE Commissions 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Kohn PSRO Particularity Wang College FTC ADR ALJ Foelak Non-Solicit Koval NYLIFE Willfull HBO GAP Tax Advice AWC. 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About Bill Singer

BILL SINGER is a lawyer who represents securities-industry firms, individual registered persons, Wall Street whistleblowers, and defrauded public investors. For over three decades, Singer has represented clients before the American Stock Exchange, the New York Stock Exchange, the Financial Industry Regulatory Authority (formerly the NASD), the United States Securities and Exchange Commission, and in criminal investigations brought by various federal, state, and local prosecutors. He has the distinction of representing witnesses during Congressional investigations. In 2015, Singer achieved a significant award in excess of $1 million from the Securities and Exchange Commission on behalf of a whistleblower client.

Singer is presently Of Counsel to a law firm and the publisher of the Securities Industry Commentator feed and the BrokeAndBroker.com Blog, which was rated as one of the industry's top eight destination websites and the leading legal/regulatory blog by "Investment News."

Before entering the private practice of law, Singer was employed in the Legal Department of Smith Barney, Harris Upham & Co.; as a regulatory attorney with both the American Stock Exchange and the NASD (now FINRA); and as a Legal Counsel to Integrated Resources Asset Management. Singer was formerly Chief Counsel to the Financial Industry Association; General Counsel to the NASD Dissidents' Grassroots Movement; and General Counsel to the Independent Broker-Dealer Association. He was registered for a number of years as a Series 7 and Series 63 stockbroker.

Singer regularly appears as a commentator on television and radio, and is frequently quoted in the press. He is an outspoken critic of ineffective regulation and an advocate for economic and political sanity.

  • Email: rrbdlawyer@gmail.com

  • Phone:917-520-2836

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