An irreverent Wall Street Blog
by Bill Singer
by Bill Singer
Topic List for Citi (71 results)
- FINRA Arbitrator Dismisses 21 Year Old Claim Against Citigroup Global Markets
April 28, 2023 - FINRA and Citigroup Global Markets Not SHO Enough
December 20, 2022 - Whistleblower Angered by SEC's Split of $27 Million Award
September 27, 2022 - FINRA Arbitrators Hit Citigroup With $1.4 Million Damages For Discrimination, Harassment, and Retaliation
June 28, 2022 - After Morgan Stanley Raised Serious Questions in Failed TRO Against Former Employee, The Parties Stipulate to Preliminary Injunction
October 19, 2021 - Morgan Stanley Raises Serious Questions in Failed TRO Against Former Employee
August 11, 2021 - FINRA Arbitrators Directly Nullify Indirect Non Solicitation Agreement
July 13, 2021 - FINRA Censures and Fines Citigroup Global Markets Inc. for Failed Supervisory System
June 17, 2021 - FINRA Censures, Fines and Orders Restitution in Suitability Settlement
May 6, 2020 - Citizens Securities Wins TRO in Non-Solicitation Federal Court Action
March 16, 2020 - In Today's Securities Industry Commentator
January 15, 2020 - Courts Rebuke FINRA and Public Customer Over Arbitration of Settled Dispute
December 20, 2019 - Citigroup's Cryptic Cryptocurrency Case
September 20, 2019 - FINRA Conducts Retrospective Rule Review on Senior Investors
August 12, 2019 - District Court Denied Morgan Stanley Injunction In Non Solicitation Case
August 9, 2019 - Customer Withdrawals and Vacations At Heart of Stockbroker Expungement
November 6, 2018 - FINRA Arbitrator Tells Customers Suing Citigroup That It's Too Late Baby
September 20, 2018 - Disturbing FINRA Settlement Involving Elderly Client With Dementia
March 13, 2018 - Abuse And Harassment On Wall Street
January 25, 2018 - FINRA Arbitrators See No UBS, Citigroup, or Merrill Customers And Dismiss Case
January 23, 2018 - Brokerage Customer Says That What Looks Like A Complaint Wasn't So Intended
October 19, 2017 - Zombie Customer Complaint Will Not Die After 35 Years
August 22, 2017 - Citigroup, Its Former Employee, A Breached Contract, Six Blind Men, One Elephant, and FINRA Arbitration
April 17, 2017 - Citigroup Wins Stale FINRA Customer Suitability Arbitration
January 4, 2017 - FINRA Faked Out By Move
November 14, 2016 - Citigroup Senior Trader Cooks The Books Over Bonus
October 6, 2016 - JPMorgan Chase, Citigroup, Barclays, RBS, And UBS Seek SEC Reg D Waivers
May 21, 2015 - UPDATE: Bill Singer's Ennui In Response To The DOJ FOREX Press Junket
May 20, 2015 - Trade Error And Citigroup's Dubious Loss Of Confidence
September 25, 2014 - Citigroup Stockbroker Mauled In Strip Mall Deal
September 19, 2014 - Second Circuit Vacates And Remands SEC v. Citigroup
June 4, 2014 - Repayment Of Wachovia Promissory Notes Cut In Wells Fargo Arbitration
May 5, 2014 - Citicorp Loses Bizarre Motion To Compel Class Action Arbitration
April 11, 2014 - Citigroup Wins Split Decision In Promissory Note Collection
April 10, 2014 - Imposter Prompts Citigroup Wire Transfer
October 11, 2013 - $13 Million Citigroup Real Estate Development Fiasco
September 19, 2013 - High Wire Act Fails Citigroup Broker
August 29, 2013 - Former NFL Star Haynesworth In $30 Million Arbitration Against Citigroup And Morgan Stanley
June 20, 2013 - Citibank And Casino Cash Gone In 60 Seconds And Bad Guys Comped
October 29, 2012 - Exonerated Stockbroker Remains Victimized In Public Customer Arbitration
October 8, 2012 - Former Citi Stockbroker Fined And Suspended In Form U4 Felony Disclosure Case
July 24, 2012 - Citigroup Wins FINRA Arbitration And Expungement As Public Customer Pulls A No-Show
July 9, 2012 - Employee Loses But Sort Of Wins Twilight Zone Promissory Note Arbitration Against Citigroup And Morgan Stanley
June 13, 2012 - A Double-Dip Costs Citigroup Customers Commissions And Fees
June 7, 2012 - Crumbling Marriage Collapses On Citigroup In Dispute Over Wife's Withdrawals
June 5, 2012 - Citigroup To Pay Over $2 Million ETF Fine and Restitution
May 2, 2012 - Judge Rakoff's Wall Street Zombies Arise In FINRA Citi Settlement
March 19, 2012 - The SEC Couldn’t Stop Madoff or Stanford But Jams Up Judge Rakoff Over Citigroup Settlement
March 16, 2012 - Bill Singer Comments on Second Circuit's Stay of Judge Rakoff's Denial of SEC v. Citigroup Settlement
March 15, 2012 - FINRA Arbitrators Grant Summary Judgment Against Claimant Employee in Citigroup Racial Discrimination Case
February 29, 2012 - In Citigroup Arbitration, A Falling Tide Stranded All Boats And Investments
December 27, 2011 - SEC Files Historic Appeal of Judge Rakoff's Citigroup Settlement Rejection
December 16, 2011 - Judge Rakoff Rejects SEC's Settlement With Citigroup. Bill Singer's In-Depth Analysis.
November 30, 2011 - Citigroup Stockbroker Wins Expungement Even Though Customer Was Paid a Settlement
November 9, 2011 - Citi Smith Barney Customer Sues Over 2008 Failure to Sell Lehman Shares
October 19, 2011 - FINRA Fines and Suspends Broker For Role as Exhibitor at Dental Convention
September 9, 2011 - FINRA Arbitrators Sanction Citigroup for Delayed Currency Conversion of Loonie to US Dollar
August 30, 2011 - Citigroup Global Markets Hit With $500,000 Fine in FINRA Failure to Supervise Case
August 10, 2011 - Citigroup Says it Overpaid Former Managing Director -- he disagrees in FINRA Arbitration
July 8, 2011 - Individual Broker Wins FINRA Employment Arbitration Against Citigroup Global Markets
June 21, 2011 - Till Death Do Us Part: Did Citigroup / Smith Barney Fail Married Couple?
June 17, 2011 - It Ain't The Shady Guy Behind You At the ATM You Need To Worry About
June 7, 2011 - FINRA Arbitration Claimants Can't Deliver UPS Case Against Citigroup
June 2, 2011 - Split FINRA Arbitration Panel Wrestles with Citigroup Arbitration Over Promissory Note
May 13, 2011 - Public Customers Take Citigroup to the MAT for $54 Million in FINRA Arbitration Damages
April 14, 2011 - The Father Proposed, the Daughter Disposed, Citigroup Cleared in FINRA Arbitration
April 12, 2011 - On the Precipice: Morgan Stanley, Citigroup, and an Unhappy Broker
April 7, 2011 - ARS Gratia Artis? Brokerage Wins Auction Rate Securities Arbitration
January 3, 2011 - Major Anthony Nelson Rubs Lamp and Gets His Wish: Over $11 Million Arbitration Victory!
October 7, 2010 - One FINRA Arbitration.Three Respondents. Three Different Outcomes.
August 16, 2010 - Citigroup's MAT Five Headache Continues -- but not for the stockbroker here.
August 9, 2010