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An irreverent Wall Street Blog
by Bill Singer

Topic List for Finra Eligibility Rule (3 results)

  • The Ex-Wife, the Ex-Husband Stockbroker, the Two FINRA Arbitrations, the Stale Case, the Default Case, and the Appeal
    November 17, 2021
  • Lawyers Cast Aspersions In Nasty FINRA Arbitration Involving Divorced Couple
    September 22, 2017
  • Stockbroker Goes To Prison But Morgan Stanley Customers Snooze And Lose
    April 10, 2012

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  • BrokeAndBroker.com Blog by Bill Singer Esq WEEK IN REVIEW
    May 28, 2022

    TradeZero, Meme Stocks, and High Dudgeon From the SEC (BrokeAndBroker.com Blog)https://www.brokeandbroker.com/6468/tradezero-sec-meme/The other day, a... Read On

  • TradeZero, Meme Stocks, and High Dudgeon From the SEC
    May 26, 2022

    The other day, an SEC press release claimed that a settlement constituted a powerful message. After you read the press release and learn more about th... Read On

  • IN MEMORIAM: Uvalde, Texas Massacre
    May 25, 2022

    Out of respect forthe 21 deceased victimsat the Uvalde, TX massacrethe "BrokeAndBroker.com Blog" suspends publication today... Read On

  • 94 Days And Counting For FINRA's Independent Review Of Its Arbitration Selection Process
    May 23, 2022

    February 18, 2022 FINRA Press ReleaseNinety-four days ago, FINRA published: "FINRA Hires Firm to Conduct Independent Review of Arbitrator Selection Pr... Read On

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About Bill Singer

BILL SINGER is a lawyer who represents securities-industry firms, individual registered persons, Wall Street whistleblowers, and defrauded public investors. For over three decades, Singer has represented clients before the American Stock Exchange, the New York Stock Exchange, the Financial Industry Regulatory Authority (formerly the NASD), the United States Securities and Exchange Commission, and in criminal investigations brought by various federal, state, and local prosecutors. He has the distinction of representing witnesses during Congressional investigations. In 2015, Singer achieved a significant award in excess of $1 million from the Securities and Exchange Commission on behalf of a whistleblower client.

Singer is presently Of Counsel to a law firm and the publisher of the Securities Industry Commentator feed and the BrokeAndBroker.com Blog, which was rated as one of the industry's top eight destination websites and the leading legal/regulatory blog by "Investment News."

Before entering the private practice of law, Singer was employed in the Legal Department of Smith Barney, Harris Upham & Co.; as a regulatory attorney with both the American Stock Exchange and the NASD (now FINRA); and as a Legal Counsel to Integrated Resources Asset Management. Singer was formerly Chief Counsel to the Financial Industry Association; General Counsel to the NASD Dissidents' Grassroots Movement; and General Counsel to the Independent Broker-Dealer Association. He was registered for a number of years as a Series 7 and Series 63 stockbroker.

Singer regularly appears as a commentator on television and radio, and is frequently quoted in the press. He is an outspoken critic of ineffective regulation and an advocate for economic and political sanity.

  • Email: rrbdlawyer@gmail.com

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