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by Bill Singer

Topic List for Josephthal (2 results)

  • Customer Complaints and Away Settlements -- Matters of Interpretation?
    April 9, 2021
  • FINRA Arbitrator Recommends Multiple Expungements for Veteran Stockbroker
    May 14, 2018

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  • BrokeAndBroker.com Blog by Bill Singer Esq WEEK IN REVIEW
    March 25, 2023

    GUEST BLOG: [In]Securities: Wanting to Break Free: The Delaware Chancery Court Strikes Down Cantor Fitzgerald's Non-Compete Clauses by Aegis Frumento ... Read On

  • GUEST BLOG: [In]Securities: Wanting to Break Free: The Delaware Chancery Court Strikes Down Cantor Fitzgerald's Non-Compete Clauses by Aegis Frumento Esq
    March 24, 2023

    [In]Securities a Guest Blog by Aegis J. Frumento, Partner, Stern Tannenbaum & Bell Wanting to Break Free: The Delaware Chancery Court Strik... Read On

  • SEC Tells FINRA to Raise the Gate For Ineligible Expungement Case
    March 23, 2023

    In 2018, a registered representative filed a FINRA Arbitration Statement of Claim seeking to expunge eight customer complaints from her industry recor... Read On

  • Financial Professionals Coalition, Ltd Endorses Ronald Filler, Esq's FINRA Petition for Direct Registration Exam
    March 21, 2023

    The Financial Professionals Coalition, Ltd. endorses a letter to FINRA authored by Ronald Filler, Esq, who is a Co-Founder of the Coalition, Professor... Read On

  • JOIN the Financial Professionals Coalition, Ltd. FREE MEMBERSHIP
    March 20, 2023

    Financial Professionals Coalition, Ltd. JOIN TODAY -- FREE MEMBERSHIPhttps://www.finprocoalition.com/A Clearinghouse of Solutions for Fina... Read On

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About Bill Singer

BILL SINGER is a lawyer who represents securities-industry firms, individual registered persons, Wall Street whistleblowers, and defrauded public investors. For over three decades, Singer has represented clients before the American Stock Exchange, the New York Stock Exchange, the Financial Industry Regulatory Authority (formerly the NASD), the United States Securities and Exchange Commission, and in criminal investigations brought by various federal, state, and local prosecutors. He has the distinction of representing witnesses during Congressional investigations. In 2015, Singer achieved a significant award in excess of $1 million from the Securities and Exchange Commission on behalf of a whistleblower client.

Singer is presently Of Counsel to a law firm and the publisher of the Securities Industry Commentator feed and the BrokeAndBroker.com Blog, which was rated as one of the industry's top eight destination websites and the leading legal/regulatory blog by "Investment News."

Before entering the private practice of law, Singer was employed in the Legal Department of Smith Barney, Harris Upham & Co.; as a regulatory attorney with both the American Stock Exchange and the NASD (now FINRA); and as a Legal Counsel to Integrated Resources Asset Management. Singer was formerly Chief Counsel to the Financial Industry Association; General Counsel to the NASD Dissidents' Grassroots Movement; and General Counsel to the Independent Broker-Dealer Association. He was registered for a number of years as a Series 7 and Series 63 stockbroker.

Singer regularly appears as a commentator on television and radio, and is frequently quoted in the press. He is an outspoken critic of ineffective regulation and an advocate for economic and political sanity.

  • Email: rrbdlawyer@gmail.com

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