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An irreverent Wall Street Blog
by Bill Singer

Topic List for Statute Of Limitation (14 results)

  • The Flash Crash, Interactive Brokers, Two Hedge Funds, John Does, and Homer Simpson's Appetite for Donuts
    July 6, 2022
  • Who Knows Where The Time Goes With Former JP Morgan Rep's FINRA AWC
    November 18, 2020
  • [In]Securities Guest Blog: Good, Bad and Ugly by Aegis Frumento Esq
    July 9, 2020
  • Sole Beneficary Grandnephew Sues Morgan Stanley Questioning Mom's Capabilities
    November 5, 2018
  • Ameriprise Wins Epic Battle With Advisor Who Pled Guilty In Criminal Case
    October 31, 2018
  • 10 Year Employee Forgivable Loan Battle Frustrates UBS
    August 13, 2018
  • FINRA Horse With No Name Named
    January 2, 2018
  • BREAKING NEWS: SEC Loses Supreme Court Kokesh Disgorgement Case
    June 5, 2017
  • FINRA Arbitrator Tosses Stale Wells Fargo Customer Case
    May 4, 2017
  • BREAKING NEWS: Supreme Court Rules on 401(k) Plan Prudent Management
    May 18, 2015
  • RBC Ordered To Expunge DOJ References From U5
    December 31, 2014
  • Time Barred Employee Claims Win In Odd Arbitration
    September 4, 2013
  • Supreme Court Reverses SEC V. Gabelli On Discovery Rule Grounds
    February 27, 2013
  • You Snooze, You Lose -- FINRA Arbitration Deemed Too Old to Proceed
    August 2, 2010

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Previous Entries

  • BrokeAndBroker.com Blog by Bill Singer Esq WEEK IN REVIEW
    August 6, 2022

    GUEST BLOG: [In]Securities: Lip Service: The SEC, Reg S-ID, and the Majestic Equality of Regulation by Aegis Frumento Esq (BrokeAndBroker.com Blog)htt... Read On

  • GUEST BLOG: [In]Securities: Lip Service: The SEC, Reg S-ID, and the Majestic Equality of Regulation by Aegis Frumento Esq
    August 5, 2022

    [In]Securities a Guest Blog byAegis J. Frumento, Partner, Stern Tannenbaum & BellLip Service: The SEC, Reg S-ID, and the Majestic Equality of... Read On

  • Absurd SEC Staff Bulletin Warns Industry To Adjust To Known Variables And Be Flexible
    August 4, 2022

    Submitted for your consideration: Staff Bulletin: Standards of Conduct for Broker-Dealers and Investment Advisers Conflicts of Interest (SEC... Read On

  • Georgia Court of Appeals Reverses Leggett v. Wells Fargo
    August 3, 2022

    Originally published as:"FINRA Report Refutes Court Finding Of Fundamental Unfairness In Leggett Arbitration" (BrokeAndBroker.com Blog /  June 30... Read On

  • Equity And Justice Prevail In Breathtaking FINRA Expungement Award
    August 1, 2022

    In a recent FINRA Arbitration Award, an arbitrator mounts Rocinante and grabs a lance. Even though we are merely Sancho Pancho (who went along for the... Read On

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Kohn Harris Exception Reports Nasdaq Motion to Postpone Daspin JP Morgan Securities Constructive Discharge Branch Manager Lexicon PSRO God Margin Calls JPMorgan Chase In Connection With Principal Witness Tampering Sears Goble Zoom MBS Liu Berthel Fisher Sterne Agee Twitter Press Release Lek Income FNI Media Bob Dylan Frivolous BitTorrent Retroactive Statute of Limitation bank Women Transitional Bonus false statements Mistake Production Bonus Sharing Agreement Clayton Notice Training Impersonator NPI Rule 2330 College Guardian Success Fee Racial Discrimination Bartko BBVA NRSRO Collateral Bar Retroactive Bar Section 206 Traders Municipal Advisor Punitive Municipal Bonds ETFs Allocation Cherry Picking SDOH Apartment Checking Jon Corzine Dissident Currency In House Counsel Oilpro Quasi Governmental DRS Books and Records Preet Bharara Kent Non Compete annuities Pershing Reasonable Exhaustion Doctrine Ruder Task Force Mattera Romer Brokeandbroker.com FDA Sex Clearing Firm MSPB DDC Examinations Trainee Fee Rule 12511 Non-Solicit Laser Rule 420 Particularity EEOC Newbridge Life Settlement BrokeandBroker.com Mary Schapiro Merger CAT ALJ Grimes FINRA Eligibility Rule JAMS Well Managed Portfolio Forfeiture National Securities Promoter MDLA Obamacare Springsteen McCartney Merill Lynch Ecuador Securities and Exchange Commission Undercover Texas State Securities Board Exotic ETF ALJ Foelak Practice Sale Wages Hackers Criminal Disney Subway Prime Bank IBM Murray Altered Records Harassment insecurities aegis frumento reimbursement Molchatsky Initials Gifts ADR sexism Rule 144 8210 expenses House Financial Services Guardianship Travel Led Zeppelin Panama Dostoevsky QuadrigaCX Broy Rule 12104 GAP Rule 13104 Disparate Treatment Payroll William Faulkner Bribe Fraudulent Inducement Tax Advice Scam guest blog Reverse Merger Third Party Beneficiary ESG Tran Salman Proctor Series 66 Compliance Questionnaire guest blogger Hearsay Malice US Airways Investment Advisers Act Cellphone Citibank CMO Rules of Practice Countrywide Customer Files Financial Disclosure EB-5 Transfer EDPA Legend Arbitrator iPhone Reason for Termination Costa Rica Khan Bezos Dinner Capitalism Supervisor Law School Banks FTC Arbitrability Lorenzo Justice Binary Options Boyland Ten Commandments Nationwide HBO Wire Transfers Compromise Short Sale Securities America Blackbook Dow Diabetes Espionage Schumer Cryptocurrencies Preliminary Determination Coin Varney Fundacion Nicor Nicolas Corcione Spam Walter Powell SDCA FinCEN Kierkegaard Transamerica Personal Information Bank Secrecy Act Patriot Act Wells Fargo Advisors PHC Books And Records Stock Promotion Hertz Hurtado Excel SIPC Koval Bank Guarantee Liquidation Investacorp At Will Credit Repair Mary Jo White Compliance Officer Motion To Dismiss Deferred Prosecution Agreement Tesla AIG FINRA Foundation Fourth Amendment Gnomes South Park DPA Elon Musk Swaps Jay Clayton Retired Woman With Cane Game of Thrones Joint Production Wang Beatles Merrill Collateral Baby Boomers Anderson GME Court of Appeal Leveraged ETFs Burden of Proof Rule 13904 Cybercrime Tennis Court Advisor Placement Group Rule 13206 Confidential Customer Information Work Product 1099 Allstate Martin AWC. 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About Bill Singer

BILL SINGER is a lawyer who represents securities-industry firms, individual registered persons, Wall Street whistleblowers, and defrauded public investors. For over three decades, Singer has represented clients before the American Stock Exchange, the New York Stock Exchange, the Financial Industry Regulatory Authority (formerly the NASD), the United States Securities and Exchange Commission, and in criminal investigations brought by various federal, state, and local prosecutors. He has the distinction of representing witnesses during Congressional investigations. In 2015, Singer achieved a significant award in excess of $1 million from the Securities and Exchange Commission on behalf of a whistleblower client.

Singer is presently Of Counsel to a law firm and the publisher of the Securities Industry Commentator feed and the BrokeAndBroker.com Blog, which was rated as one of the industry's top eight destination websites and the leading legal/regulatory blog by "Investment News."

Before entering the private practice of law, Singer was employed in the Legal Department of Smith Barney, Harris Upham & Co.; as a regulatory attorney with both the American Stock Exchange and the NASD (now FINRA); and as a Legal Counsel to Integrated Resources Asset Management. Singer was formerly Chief Counsel to the Financial Industry Association; General Counsel to the NASD Dissidents' Grassroots Movement; and General Counsel to the Independent Broker-Dealer Association. He was registered for a number of years as a Series 7 and Series 63 stockbroker.

Singer regularly appears as a commentator on television and radio, and is frequently quoted in the press. He is an outspoken critic of ineffective regulation and an advocate for economic and political sanity.

  • Email: rrbdlawyer@gmail.com

  • Phone:917-520-2836

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