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An irreverent Wall Street Blog
by Bill Singer

Topic List for Wamu (6 results)

  • Honolulu Baby, Gonna Call Your Bluff
    August 14, 2014
  • Customer's Oddball ETF UIT Guarantee Allegation Proves A Winner
    November 20, 2012
  • Feds Shred Straw Men And Mortgage Fraudsters In Napa Valley Case
    August 31, 2012
  • Habla Espanol and No Finding of Misconduct in Chase / LPL Arbitration
    December 2, 2011
  • Former WaMu Brokers Prevail in FINRA Arbitration Solicitation Case
    July 22, 2011
  • TWO Explosive "Street Sweeper" Blogs Now Online
    July 21, 2011

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Previous Entries

  • Edward Jones Sued for $15 Million Over Book of Business
    May 17, 2022

    In "The Love Song of J. Alfred Prufrock," T.S. Eliot laments: "I have measured out my life with coffee spoons." In a recent federal lawsuit involving ... Read On

  • IN MEMORIAM: Tops Markets, Buffalo, New York Massacre
    May 16, 2022

    Out of respect forthe 10 deceased and three injured victimsat the Tops Markets, Buffalo, NY massacrethe "BrokeAndBroker.com Blog" suspends p... Read On

  • BrokeAndBroker.com Blog by Bill Singer Esq WEEK IN REVIEW
    May 14, 2022

    Wells Fargo Sues Over Transitional and Production Bonuses But Rep Fights Back (BrokeAndBroker.com Blog)https://www.brokeandbroker.com/6445/wells-fargo... Read On

  • Wells Fargo Sues Over Transitional and Production Bonuses But Rep Fights Back
    May 13, 2022

    Wall Street is about nothing if not money. In today's featured dispute, we got a transitional bonus. We got production bonuses. We got promissory note... Read On

  • Federal Court Puts A Second Fork In Schottenstein FINRA Arbitration and Says It's Done And Done
    May 12, 2022

    The saga of Beverley Schottenstein's lawsuit against JP Morgan Securities and her grandsons Evan and Avi has been widely reported in the press. This... Read On

  • FINRA Torches Small Brokerage Firm Over Due Diligence Procedures
    May 10, 2022

    On Wall Street, the regulated and the regulators each have a role to play in the regulatory scheme. The regulated need to follow the rules. The regula... Read On

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Discretion Crime wire fraud Oral Discretion Confirmation RICO NYG Capital Series 79 Thain 17a-5 Hospital Hotel Client Information Stop Loss Red Flags Judgment Annual Audit SP Chevron Cantor Fitzgerald Offset Control Person Elder Law Commodities Trading Fiduciary Duty Rule 13504 BATS Non Solicit Guest Bloggers Revocation Arrest Newport Coast Securities Elles Son Outside Counsel Jennifer Tarr LLC Cold Spring Advisory Group Reform Female Password Investor Alert FINRA Small Firm Turnover Copyright Department of Justice Life Insurance Selling Away Fine Scholander Escrow Data Regulation S-P Scottsdale Extortion Rory Flynn VXX Dell Pension Civil Rights Inmate FCPA BrokeAndbroker Prudential Disciplinary History NRF FOCUS Outside Accounts elderly Self Reporting Daughter Money Market State Actor Netschi 40 Act Moore Sexual Discrimination Spoliation Backstage Wall Street Falsification 9th Circuit BitTorrent Deceased Customer Currency Wells Fargo Advisors Life Settlement Undertaking Romer Title 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FINRA Laser Blackbook Burden of Proof SDOH Merrill Broy Allocation Promoter Conflicts Checking Production Bonus Vaccarelli State Farm Customer Files Obamacare Merger Bill Singer BrokeAndBroker NRSRO Preet Bharara Jon Corzine Mistake Superior Court Court of Appeal Liquidation Molchatsky NFA Collateral Bar Harassment Transitional Bonus National Securities Municipal Advisor BIll Singer Initials Ten Commandments RRBDLAW Zoom In House Counsel Non-Prosecution Agreement Pacifico Prime Bank Vacate Allstate Motion To Dismiss Nasdaq JPMS Swaps Fourth Amendment Gabelli ALJ Foelak Bartko Exhaustion Doctrine Racial Discrimination Texas State Securities Board Notice Hackers Mary Jo White Proctor Compliance Officer Series 66 Subway Father Retroactive Bar MBS Silver God Cherry Picking NML Brokeandbroker.com Khan expenses Vungarala sexism bank Fiero Diamonds Binary Options Sears Compromise Goble Impersonator Liu Covid-19 Short Sale MDLA Kent Expense Oilpro reimbursement DWI securities fraud Turbeville Motiion to Acquit EB-5 Coin UIT Led Zeppelin Janney Montgomery Scott Martoma Retroactive Disparate Treatment Salman FINRA Foundation SEC Rules of Practice Springsteen Dylan Jury Instructions Financial Disclosure FNI Media McCartney Alcoholism FDA Evidence Stock Promotion QuadrigaCX Wire Transfers Cryptocurrencies Reverse Merger Books And Records Panama Naskovets Hertz Rule 144 Bank Secrecy Act Scam Patriot Act Skimming DMD Sharing Agreement JAMS Res Judicata US Airways Securities America ADR Varney 1099 Preliminary Determination false statements Books and Records FinCEN GAP Costa Rica Tysk Statute of Limitation ACT! 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About Bill Singer

BILL SINGER is a lawyer who represents securities-industry firms, individual registered persons, Wall Street whistleblowers, and defrauded public investors. For over three decades, Singer has represented clients before the American Stock Exchange, the New York Stock Exchange, the Financial Industry Regulatory Authority (formerly the NASD), the United States Securities and Exchange Commission, and in criminal investigations brought by various federal, state, and local prosecutors. He has the distinction of representing witnesses during Congressional investigations. In 2015, Singer achieved a significant award in excess of $1 million from the Securities and Exchange Commission on behalf of a whistleblower client.

Singer is presently Of Counsel to a law firm and the publisher of the Securities Industry Commentator feed and the BrokeAndBroker.com Blog, which was rated as one of the industry's top eight destination websites and the leading legal/regulatory blog by "Investment News."

Before entering the private practice of law, Singer was employed in the Legal Department of Smith Barney, Harris Upham & Co.; as a regulatory attorney with both the American Stock Exchange and the NASD (now FINRA); and as a Legal Counsel to Integrated Resources Asset Management. Singer was formerly Chief Counsel to the Financial Industry Association; General Counsel to the NASD Dissidents' Grassroots Movement; and General Counsel to the Independent Broker-Dealer Association. He was registered for a number of years as a Series 7 and Series 63 stockbroker.

Singer regularly appears as a commentator on television and radio, and is frequently quoted in the press. He is an outspoken critic of ineffective regulation and an advocate for economic and political sanity.

  • Email: rrbdlawyer@gmail.com

  • Phone:917-520-2836

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