Veteran Wall Street attorney and publisher of the BrokeAndBroker.com Blog, Bill Singer, hosted the seven-episode video series Case-in-Point, which concluded on November 24, 2015. Below find the array of interviews touching on topics from the birth of the volatility index to the survival of smaller broker-dealers to hot-button regulatory/compliance issues.
As a member organization, the Financial Industry Regulatory Authority ("FINRA") only affords votes to its member firms. Indeed, FINRA is a "self" regu... Read On
Why do we say that we "take" a crap (or an even more impolite word) when we go to the bathroom, but we say that we don't "give" a crap when we don't c... Read On
FINRA Margin Arbitration Proves All That Glitters Is Not Goldman Sachs(BrokeAndBroker.com Blog)http://www.brokeandbroker.com/5642/finra-arbitration-ma... Read On
The nature of a so-called "demand" loan is that you're not entitled to notice. It's a pay up when we demand repayment. Wall Street's margin loans are ... Read On
The South Park Gnomes had Phase 1: Collect Underpants. The Gnomes had Phase 3: Profit. What the Gnomes never had -- could never quite figure out -- wa... Read On