Veteran Wall Street attorney and publisher of the BrokeAndBroker.com Blog, Bill Singer, hosted the seven-episode video series Case-in-Point, which concluded on November 24, 2015. Below find the array of interviews touching on topics from the birth of the volatility index to the survival of smaller broker-dealers to hot-button regulatory/compliance issues.
This is the second installment of Bill Singer, Esq's analysis of FINRA's expungement rules. See: "Bill Singer Analyzes FINRA Expungement Rules 2080 An... Read On
To say that we live in a litigious age is something of an understatement. That being said, as a lawyer, who the hell am I to complain about more busin... Read On
Warp Speed Dismissal In Lightspeed Trading ArbitrationYa got yer speed of sound. Ya got yer speed of light. And then, for all you Trekkies, ya got yer... Read On
Ya got yer speed of sound. Ya got yer speed of light. And then, for all you Trekkies, ya got yer warp speed. In a recent FINRA public customer arbitra... Read On