Veteran Wall Street attorney and publisher of the BrokeAndBroker.com Blog, Bill Singer, hosted the seven-episode video series Case-in-Point, which concluded on November 24, 2015. Below find the array of interviews touching on topics from the birth of the volatility index to the survival of smaller broker-dealers to hot-button regulatory/compliance issues.
Timing in life is everything, and all the more so when it comes to litigation. The sooner a complaint is filed, the more likely it is that an unhappy ... Read On
Visit the website for the Cambridge Investment Group https://www.cir2.com/Public/About-Cambridge/, and you come across, in part, this "About Camb... Read On
Securities Industry Commentator By Bill Singer Esq WEEK IN REVIEWA legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill S... Read On
All's well that ends well, except, when, by the time it ends, you've been put through the ringer and emerge much worse for the wear and tear. In a rec... Read On
Pragmatic Federalism In a Blockchained Worldby Aegis J. Frumento, Partner, Stern Tannenbaum & Bell It is easy and lazy to look down on State... Read On
In its press release,"Odeon Capital Group LLC Strengthens Equity Desk Research," the broker-dealer announced on December 7, 2016, its hire of Jahanara... Read On