Veteran Wall Street attorney and publisher of the BrokeAndBroker.com Blog, Bill Singer, hosted the seven-episode video series Case-in-Point, which concluded on November 24, 2015. Below find the array of interviews touching on topics from the birth of the volatility index to the survival of smaller broker-dealers to hot-button regulatory/compliance issues.
Oh my!!! It's another day and another press release from FINRA announcing one of the largest fines in the history of mankind and how yet another in a ... Read On
Rarely do the wheels of justice spin quickly and smoothly. More often than not, it's a long, slow grind. By way of example, Oral Argument is scheduled... Read On