Veteran Wall Street attorney and publisher of the BrokeAndBroker.com Blog, Bill Singer, hosted the seven-episode video series Case-in-Point,which concluded its run on November 24, 2015. Below find the array of interviews touching on topics from the birth of the volatility index to the survival of smaller broker-dealers to hot-button regulatory/compliance issues.
Folks wear lots of hats on Wall Street. You got your stockbrokers. You got your investment advisers or advisors or however the hell you prefer to spel... Read On
Nuance is lost in today's era of bombast. Live long enough and you realize that few things in life are black or white -- maybe it's my failing eyesigh... Read On
It's a common enough problem with all forms of lawsuits. I served you. No you didn't. Yes, I did. No, you didn't. Yes. No. Yes. No . . . and it goes o... Read On
Hot Nepal Real Estate Market Burns Stockbroker With FINRA Fine and Suspension(BrokeAndBroker.com Blog)http://www.brokeandbroker.com/4380/FINRA-Nepal-P... Read On
In today's featured FINRA regulatory settlement, a stockbroker is fined and suspended for introducing two acquaintances to a profitable real estate de... Read On
Tucker Carlson, AOC, and the 70% Tax Rateby Aegis J. Frumento, Partner, Stern Tannenbaum & Bell Fox News’ Tucker Carlson and Congresswomen Al... Read On
In yesterday's blog, we considered the preemptive gambit of a stockbroker who went on the opening offensive of suing his former brokerage employer in ... Read On