An irreverent Wall Street Blog
by Bill Singer
by Bill Singer
CASE IN POINT with Bill Singer, Esq.
December 31, 2015
Veteran Wall Street attorney and publisher of the BrokeAndBroker.com Blog, Bill Singer, hosted the seven-episode video series Case-in-Point,which concluded its run on November 24, 2015. Below find the array of interviews touching on topics from the birth of the volatility index to the survival of smaller broker-dealers to hot-button regulatory/compliance issues.
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Whistleblowers Battle Over How To Slice the SEC Award Pie
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Federal Court Says Second Amended Complaint Looks Too Much Like First Amended Complaint
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Federal Court Rejects TRO Against Brokerage Firm and RIA
May 10, 2021
As readers of the BrokeAndBroker.com Blog know, I am a critic of inarticulate legal writing -- be that a pleading, motion papers, awards, opinions, or... Read On
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BrokeAndBroker.com Blog by Bill Singer Esq WEEK IN REVIEW
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GUEST BLOG [In]Securities: Mind Games by Aegis Frumento Esq
May 7, 2021
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Former Raymond James Rep Wins One and Loses One in Employment Disputes
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Some eight years ago, two Raymond James reps decided to work together. Apparently, a goal of the work relationship was to facilitate the contempl... Read On
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