An irreverent Wall Street Blog
by Bill Singer
by Bill Singer
CASE IN POINT with Bill Singer, Esq.
December 31, 2015
Veteran Wall Street attorney and publisher of the BrokeAndBroker.com Blog, Bill Singer, hosted the seven-episode video series Case-in-Point,which concluded its run on November 24, 2015. Below find the array of interviews touching on topics from the birth of the volatility index to the survival of smaller broker-dealers to hot-button regulatory/compliance issues.
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BrokeAndBroker.com Blog by Bill Singer Esq WEEK IN REVIEW
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Wells Fargo Sues Over Transitional and Production Bonuses But Rep Fights Back
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Wall Street is about nothing if not money. In today's featured dispute, we got a transitional bonus. We got production bonuses. We got promissory note... Read On
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Federal Court Puts A Second Fork In Schottenstein FINRA Arbitration and Says It's Done And Done
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The saga of Beverley Schottenstein's lawsuit against JP Morgan Securities and her grandsons Evan and Avi has been widely reported in the press. This... Read On
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FINRA Torches Small Brokerage Firm Over Due Diligence Procedures
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On Wall Street, the regulated and the regulators each have a role to play in the regulatory scheme. The regulated need to follow the rules. The regula... Read On
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