A personal message from Bill Singer, Publisher of the BrokeAndBroker.com Blog:
With Stephen Kohn and Jim Webb, the FINRA Small Firm community now has two superb candidates for the 2017 FINRA Small Firm Governor seat.
Get to know your candidates.
Make your vote and voice count!
"Join The Battle To Reform Wall Street Regulation" (BrokeAndBroker.com Blog, June 2, 2017)
The Strangled Cries of Lawyers in Loveby Aegis J. Frumento, Partner, Stern Tannenbaum & BellItzak Flom and Fannie Fishman came to the United State... Read On
Some say that Wall Street's Employee Forgivable Loans (also known as a "Promissory Notes" or "EFLs") is a charade -- according to that line of t... Read On
There are times when Wall Street's so-called self regulation seems like a toll road, where you drive up to the toll booth on a nice sunny day, hand th... Read On
In today's blog, a veteran, female registered representative was terminated by Morgan Stanley for supposedly failing to timely disclose reportable eve... Read On
Banker's Affair With Customer's Husband Lands Safra in FINRA Arbitration (BrokeAndBroker.com Blog)http://www.brokeandbroker.com/4531/finra-safra-... Read On
Today's blog features music videos by Carrie Underwood, Destiny's Child, and the Hollies. What kind of lawsuit, you may wonder, would prompt such an o... Read On