A personal message from Bill Singer, Publisher of the BrokeAndBroker.com Blog:
With Stephen Kohn and Jim Webb, the FINRA Small Firm community now has two superb candidates for the 2017 FINRA Small Firm Governor seat.
Get to know your candidates.
Make your vote and voice count!
"Join The Battle To Reform Wall Street Regulation" (BrokeAndBroker.com Blog, June 2, 2017)
Fourteen-year veteran New York Life employee Ketler Bosse was the company's first African-American District Agent. Following his 2016 termination, he&... Read On
FINRA Addresses Light Bulb and Coffee Cake Abuses(BrokeAndBroker.com Blog)http://www.brokeandbroker.com/4909/finra-beneficiary-bequest/As the old "lig... Read On
[In]Securities a Guest Blog byAegis J. Frumento, Partner, Stern Tannenbaum & BellWhat's My Name?"What’s in a name?" lamented Juliet. "T... Read On
featured in today's Securities Industry Commentator:Corporate whistleblowers can make millions, and a select few are turning it into a business model ... Read On