A personal message from Bill Singer, Publisher of the BrokeAndBroker.com Blog:
With Stephen Kohn and Jim Webb, the FINRA Small Firm community now has two superb candidates for the 2017 FINRA Small Firm Governor seat.
Get to know your candidates.
Make your vote and voice count!
"Join The Battle To Reform Wall Street Regulation" (BrokeAndBroker.com Blog, June 2, 2017)
On November 24, 2020, the Office of Currency Control ("OCC") imposed a $250 million civil monetary penalty against JPMorgan Chase Bank, N.A. Although ... Read On
[In]Securities a Guest Blog byAegis J. Frumento, Partner, Stern Tannenbaum & BellMissing a Crowded TableThe old joke goes that you bang yo... Read On
Sometimes, the regulation of Wall Street takes on the appearance of a car crash on the highway -- we should just drive by and avert our eyes, but, for... Read On
With the recent announced departure of SEC Chair Jay Clayton and the likely inauguration of Joe Biden as President, Wall Street will face uncertainty ... Read On
[In]Securities Guest Blog: Eggs from the Golden Goose By Aegis Frumento Esq (BrokeAndBroker.com Blog)http://www.brokeandbroker.com/5536/insecurit... Read On
[In]Securities a Guest Blog byAegis J. Frumento, Partner, Stern Tannenbaum & BellEggs from the Golden GooseCrowds don't just spontaneously st... Read On