A personal message from Bill Singer, Publisher of the BrokeAndBroker.com Blog:
With Stephen Kohn and Jim Webb, the FINRA Small Firm community now has two superb candidates for the 2017 FINRA Small Firm Governor seat.
Get to know your candidates.
Make your vote and voice count!
"Join The Battle To Reform Wall Street Regulation" (BrokeAndBroker.com Blog, June 2, 2017)
FINRA's bedrock regulation is Rule 2010: STANDARDS OF COMMERCIAL HONOR AND PRINCIPLES OF TRADE: A member, in the conduct of its business, shall obse... Read On
Oh my!!! It's another day and another press release from FINRA announcing one of the largest fines in the history of mankind and how yet another in a ... Read On