4 questions for Wall Street fraud expert Bill Singer with Host Julie Coleman, Financial Planning

September 9, 2021

In a new episode of the Financial Planning podcast hosted by reporter Julie Coleman, lawyer Bill Singer answers four questions:

  • Why is fraud so difficult for wealth managers to detect and prevent?

  • How can advisors help regulators and law enforcement catch fraudsters?

  • What is the craziest case of fraud you've heard of?

  • The SEC seems to be releasing a lot of fraud cases - what do you think is the reason for this?




Securities Industry Commentator: 
A legal, regulatory, and compliance feed
curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/6045/securities-industry-commentator/