Financial Professionals Coalition, Ltd.
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A Clearinghouse of Solutions
The Financial Professionals Coalition, Ltd. is a diverse resource for over 1.2 million registered representatives, associated persons, traders, bankers, back-office staff, and owners of broker-dealers and registered investment advisors. The Coalition provides courtesy consultations with industry experts. Membership is free.
The Financial Professionals Coalition, Ltd.was founded in 2023 by former FINRA Small Firm Governor Stephen Kohn, a four-decade industry veteran, who started as a registered representative and eventually owned his own brokerage firm. The Coalition is the result of several years of conversations and planning by its Chair Stephen Kohn and veteran industry lawyer Bill Singer, an advocate for Wall Street reform and the publisher of the “Securities Industry Commentator” and the “BrokeAndBroker.com Blog." An impressive roster of Founders came together for the launch of the Coalition, and they now stand ready to offer their assistance.
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The Financial Professionals Coalition, Ltd. is a corporation registered in the state of Colorado.
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