NOW LIVE! The Financial Professionals Coalition, Ltd. Marketplace

December 12, 2023

The Financial Professionals Coalition, Ltd. was founded as a diverse resource for over 1.2 million registered representatives, associated persons, traders, bankers, back-office staff, and owners of broker-dealers and registered investment advisors. The Coalition provides courtesy consultations with industry experts. Membership is free.

The Coalition's "Marketplace" is now accepting cost-effective advertisements for:

  • Help Wanted (Employer)
  • Position Wanted (Employee)
  • Professional Services (Lawyers, CPAs, Consultants)
  • Announcements (Events, New Firms)

Phone numbers or email addresses are not disclosed in the posted advertisements unless you so authorize; and a reply protocol offers various degrees of confidentiality as you may require. 

https://www.finprocoalition.com/marketplace/

RATE CARD
December 2023

 

One Month

Two months

Three months

Member Discount

Help Wanted

60

100

120

10%

Position Wanted

60

100

120

10%

Professional Services

60

100

120

10%

Announcements

60

100

120

10%

Trade Publications

85

160

150

10%

Contact Marketplace for rates for longer running ads.

 
 

NOW LIVE! The Financial Professionals Coalition, Ltd. Marketplace (BrokeAndBroker.com Blog)


SEC Sustains In Part And Remands FINRA Case Against Southeast Investments And President Black (BrokeAndBroker.com Blog)


FINRA Refuses To Publish Board Election Vote Tallies -- Three Months Of Regulatory Hypocrisy (BrokeAndBroker.com Blog) 


“Examining the Agenda of Regulators, SROs, and Standards-Setters for Accounting, Auditing.” (House Committee on Financial Services) / WATCH the Congressional Hearing


DOJ


Two Men Charged for Operating $25M Cryptocurrency Ponzi Scheme (DOJ Release)


Virginia Man Sentenced for Securities Fraud Conspiracy (DOJ Release)


Justice Department Announces Distribution of Over $158.9M to Nearly 25,000 Victims of Madoff Ponzi Scheme (DOJ Release)


SEC


Court Grants SEC Request for Receiver Over GPB Capital Holdings (SEC Release)


CFTC


FINRA


Statement Before the Subcommittee on Capital Markets of the U.S. House of Representatives’ Financial Services Committee by Robert W. Cook, President and Chief Executive Officer, FINRA / December 12, 2023


FINRA Suspends Rep for Willful Untimely Disclosure of Felony Charges
In the Matter of Joseph Neil Savasta, Respondent (FINRA AWC)


Potential Phishing Attacks Related to Okta Customer Support System
(FINRA Guidance)